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Global Wealth Advisors

Global Wealth Advisors

BASIC INFORMATION NEEDED FOR THE INQUIRY

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Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

Global Wealth Advisors

Key Contact: Kris Maksimovich

I. Snapshot

A. Key Contact Name
  • Kris Maksimovich
  • Telephone: (972) 931-3818
B. Combined Credentials of Key Professionals
  • Number of Firm Professionals: 7
    Average Years of Experience: 15
    Combined Degrees: 7
    Certifications: 10
C. Firm Record of Compliance
  • No Disclosures
D. Assets Under Management & Advisement
  • $310,450,000
E. Minimum Asset Requirement
  • $100,000
F. Types of Client Relationships
  • Traditional
  • Virtual

II. Contact Information

A. Key Contact
  • Kris Maksimovich
B. Main Location
  • League City, Texas, 77537
C. Additional Locations
  • Dallas, Texas
  • Angleton, Texas
  • Sweeney, Texas

III. Internet

A. Website URL
B. Social Connections

IV. Firm(s)

A. Name of Firm
  • Global Wealth Advisors
B. Name of Registered Investment Advisor
  • Global Wealth Advisors
C. Name of Broker/Dealer
  • Commonwealth Financial Network

V. Professionals

VI. Firm Registration, Licensing, Compliance

A. Firm Registration (Advice & Services for Fees)
  • RIA and IAR
B. Type of RIA Registration
  • SEC
C. Firm Licenses (Commission Products)
  • Securities: Yes
  • Insurance: Yes
D. Firm Registration & License Numbers
  • CRD: 4185617
  • IARD: 147800
  • Insurance: 3514784
E. Firm State Licensing
  • Financial Advice, Services for Fees: See List
  • Investment Products for Commission: See List
  • Insurance Products for Commission: See List
F. Financial Fiduciary (Advice & Services for Fees)
  • Yes
G. Firm Record of Compliance
  • FINRA.org: No Disclosures
  • SEC.gov: No Disclosures
  • State Securities: No Disclosures
  • State Insurance: No Disclosures
H. Additional Disclosure(s)
  • Global Wealth Advisors is a privately held independent financial planning & wealth management firm. 18170 Dallas Pkwy STE 103 Dallas, TX 75287 972-931-3818. This communication... View More
    Global Wealth Advisors is a privately held independent financial planning & wealth management firm. 18170 Dallas Pkwy STE 103 Dallas, TX 75287 972-931-3818. This communication strictly intended for individuals residing in the states of AL, AZ, CA, CO, CT, FL, GA, IL, IN, MA, MD, MI, MN, MO, NC, NM, NY, OK, PA, SC, TN, TX, VA, WA, WY. No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services. Investments are not FDIC- or NCUA-insured, are not guaranteed by a bank / financial institution, and are subject to risks, including possible loss of the principal invested. Securities offered through Commonwealth Financial Network®, member FINRA/SIPC, a Registered Investment Advisor. Advisory services offered through Global Wealth Advisors are separate and unrelated to Commonwealth. Advisory services offered by Global Wealth Advisors are separate and unrelated to Commonwealth.
I. View Firm ADV
  • Available Upon Request
J. Links to Regulatory Agencies and Associations
K. Comments
  • Kris is a multi-year recipient of the FIVE STAR Wealth Manager award*. FIVE STAR Wealth Managers are selected by their peers as satisfying objective eligibility and evaluation criteria associated with providing quality services to clients in the market region. In 2018 less than 3 percent of wealth managers in Dallas, Texas, have been named to the list. *

VII. Business Data & Practices

A. Firm Business Philosophy
  • Read Business Philosophy

    You want a partner that understands your complex situation. One where you sit on the same side of the table as your advisor. We understand your need to protect, preserve, accumulate, and transfer wealth in the most cost-effective, tax-efficient manner possible. To help you, we developed a unique 3P Approach. With it, we work with your other advisors like CPAs and attorneys as a collaborative "team". We also strive to provide you with unbiased advice, backed by solid independent research. We give you the latest news, tools and technology so you can make better decisions. What's more, our blog, monthly newsletter and social media activity cover topics you’re most interested in. As an independent team of financial advisors, we are dedicated to helping you reach your objectives through comprehensive wealth management and financial planning. Our approach ensures your plan is specially designed to meet your specific needs. Because, after all, your plan should be about your goals, not ours.

B. Minimum Asset Requirement
  • $100,000
C. Number of Current Clients
  • 849
D. Assets (Management, Advisement)
  • $310,450,000
E. Methods of Compensation
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Voice
  • Skype/Video
  • GoToMeeting (or similar service)
G. Types of Reports (Frequency)
  • Performance (Monthly)
  • Brokerage Statement (Monthly)
  • Market Environment (Bi-Monthly)
  • Newsletters (Monthly)
H. Value Statement
  • View Value Statement
    We get you. As hands-on, data-driven financial planning experts, we actively engage with you to help ensure that your decisions remain focused, that you follow through with your financial plans, and that you take precautions to protect what you've worked hard for. We offer six planning programs that grow with you as your needs change. Our unique 3P Approach helps you Plan, Prosper and Protect so you can focus on what matters most to you.

VIII. Clients & Services

A. Types of Firm Clients
  • Business Pension Plans
  • Business (Taxable)
  • Endowments & Foundations
  • Taft-Hartley Pension Plans
  • Public Pension Plans
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Insurance Products
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews
  • Employee Benefits Reviews
E. Custodian(s)
  • Fidelity/National Financial Srvs
  • Pershing

IX. Certification

Firm Name
  • Global Wealth Advisors
Most Recent Update:
  • Jun 12, 2019

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