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Quest Financial Services

Quest Financial Services

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Paladin Registry Member

This advisor or firm is a vetted, documented member of the Paladin Registry.

Advisors and firms must meet Paladin’s rigorous admittance requirements to qualify for membership in the Registry.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

Quest Financial Services

Quest Financial Services

Quest Financial Services, a financial fiduciary has been a Paladin Registry member since 2019. Firm provides financial services to clients in the GOSHEN, New York area.

I. Snapshot

A. Registry Member
  • Since 2019
B. Years of Experience
  • 20
C. College Degrees
  • 6
D. Certifications
  • 5
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    We guide you to bridge the gap between your current situation and future financial goals. We help you make more informed and effective financial decisions which are designed to help you feel relieved, confident, self-assured and empowered about your wealth. You may be fiscally conservative, moderate or aggressive. Or, you may be adventurous in life and conservative with money. No matter what your situation and outlook may be, your story deserves to be heard. The advisors at Quest Financial also recognize the importance of collaboration. We built our team with the knowledge that specialization and deeper expertise characterize top performance. We are dedicated to providing a service model that reinforces the team approach and yields the quality our clients deserve. Your goals are the driving force behind our financial guidance and we want to do everything we can to help you achieve a work-optional lifestyle.

G. Asset Requirement
  • None

II. Contact Information

A. Key Contact
  • Robert Cepeda, CFP®
B. Main Location
  • 30 Matthews Street, Suite 301
    Suite 301
    GOSHEN, New York, 10924
C. Telephone
  • 845.294.1313

III. Internet

B. Social Connections

IV. Firm(s)

A. Name of Firm
  • Quest Financial Services
B. Relationship to Firm
  • Did Not Answer
C. Name of RIA
  • Did Not Answer
D. Name of Broker/Dealer
  • Securities America
E. Name(s) of Custodian(s)
  • Pershing
  • TD Ameritrade

V. Credentials

A. Years of Financial Experience
  • 20 Years
B. College, Degrees, Years
  • Did Not Provide

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • IAR
B. Type of RIA Registration
  • None
C. Industry Licenses
  • RIA/IAR Registration
D. Registration & License Numbers
  • CRD: 10205/SEC# 8-26602
  • IARD: None
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: All 50 States
  • Investment Products for Commission: All 50 States
  • Insurance Products for Commission: All 50 States
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Additional Disclosure(s)
  • Securities offered through Securities America, INC., member FINRA/ SIPC. Advisory services offered through Securities America Advisors, Inc. Quest Financial Services and Securities America are separate... View More
    Securities offered through Securities America, INC., member FINRA/ SIPC. Advisory services offered through Securities America Advisors, Inc. Quest Financial Services and Securities America are separate and unrelated companies.
I. View our ADV(s)
  • Available Upon Request
J. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    We guide you to bridge the gap between your current situation and future financial goals. We help you make more informed and effective financial decisions which are designed to help you feel relieved, confident, self-assured and empowered about your wealth. You may be fiscally conservative, moderate or aggressive. Or, you may be adventurous in life and conservative with money. No matter what your situation and outlook may be, your story deserves to be heard. The advisors at Quest Financial also recognize the importance of collaboration. We built our team with the knowledge that specialization and deeper expertise characterize top performance. We are dedicated to providing a service model that reinforces the team approach and yields the quality our clients deserve. Your goals are the driving force behind our financial guidance and we want to do everything we can to help you achieve a work-optional lifestyle.

B. Minimum Asset Requirement
  • None
C. Number of Current Clients
  • Available Upon Request
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Fixed Fee
  • Commissions (Investment Products)
  • Commissions (Insurance Products)
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Video
  • GoToMeeting (or similar service)
G. Types of Reports (Frequency)
  • Brokerage Statement (Monthly)
  • Market Environment (Monthly)
  • Newsletters (Monthly)
  • Other: Quest FInancial provides clients with online access to account information. We host educational events and provide content continuously.
H. Value Statement
  • View Value Statement
    Our advisors don't focus only investments. We focus on you. We take a client-centered approach to coordinate all the services you need to manage your money and create a plan to meet your family's current and future needs. We consider investments from stocks and bonds to annuities and alternatives. Well review retirement plans and company stocks. And we'll address college funding, if need be. Once we create a plan together, we'll meet regularly to update your goals.

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Business Pension Plans
  • Business (Taxable)
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Insurance Products
  • Tax Advice & Services
  • Other
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews
  • We offer free/no obligation initial appointment.

IX. Certification

Most Recent Update:
  • Nov 1, 2019

BASIC INFORMATION NEEDED FOR THE INQUIRY

Other

As the captain of your team we work diligently with prominent local professionals to get you the answers you deserve.