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SGL Financial, LLC

SGL Financial

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Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

SGL Financial, LLC

SGL Financial

SGL Financial, LLC, a financial fiduciary has been a Paladin Registry member since 2017. Firm provides financial services to clients in the Buffalo Grove, Illinois area.

I. Snapshot

A. Registry Member
  • Since 2017
B. Years of Experience
  • 15
C. College Degrees
  • 9
D. Certifications
  • 7
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    SGL Financai is a holistice financial planning firm. Our representatives believe that acting as a fiduciary and always putting our clients interests ahead of our own interests should be a number one priority for any firm. Our firm motto, "Building Wealth For Life" reflects our philosophy that money and investment management is important, but only if it provides our clients with peace of mind, confidence in their future, protection for their families, and time to focus on quality of life and the things that really matter. Compared with many "advisers" whose goal is to just sell you a product or limited service, SGL's goal is to be your lifelong "trusted adviser" and your source for all your financial decisions. We pride ourselves on our history of "5 Star" client service and satisfaction. Contact us today for a world class client / adviser experience.

G. Asset Requirement
  • $250,000

II. Contact Information

A. Key Contact
  • Gabriel Lewit
B. Main Location
  • 1130 W Lake Cook Road
    Suite 150
    Buffalo Grove, Illinois, 60089
C. Telephone
  • 847.499.3330

III. Internet

A. Visit Website
B. Social Connections

IV. Firm(s)

A. Name of Firm
  • SGL Financial
B. Relationship to Firm
  • Did Not Answer
C. Name of RIA
  • SGL Financial
D. Name(s) of Custodian(s)
  • TD Ameritrade Institutional

V. Credentials

A. Years of Financial Experience
  • 15 Years
B. College, Degrees, Years
  • Did Not Provide

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA and IAR
B. Type of RIA Registration
  • SEC
C. Industry Licenses
  • RIA/IAR Registration
D. Registration & License Numbers
  • CRD: 158023
  • IARD: None
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: All 50 States
  • Investment Products for Commission: Not Applicable
  • Insurance Products for Commission: Illinois
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. View our ADV(s)
I. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    SGL Financai is a holistice financial planning firm. Our representatives believe that acting as a fiduciary and always putting our clients interests ahead of our own interests should be a number one priority for any firm. Our firm motto, "Building Wealth For Life" reflects our philosophy that money and investment management is important, but only if it provides our clients with peace of mind, confidence in their future, protection for their families, and time to focus on quality of life and the things that really matter. Compared with many "advisers" whose goal is to just sell you a product or limited service, SGL's goal is to be your lifelong "trusted adviser" and your source for all your financial decisions. We pride ourselves on our history of "5 Star" client service and satisfaction. Contact us today for a world class client / adviser experience.

B. Minimum Asset Requirement
  • $250,000
C. Number of Current Clients
  • 600
D. Assets (Management, Advisement)
  • $82,735,000
E. Methods of Compensation
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
  • Commissions (Insurance Products)
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Voice
  • Skype/Video
  • GoToMeeting (or similar service)
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Quarterly)
  • Newsletters (Quarterly)
H. Value Statement
  • View Value Statement
    SGL Financial recommends a unique blend of strategic evidence based investing and tactical risk management. Evidence has shown that diversification of both asset classifications and money management techniques has proven beneficial to clients in this economic environment.

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Business Pension Plans
  • Business (Taxable)
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Insurance Products
  • Tax Advice & Services
  • Legal Advice & Services
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews

IX. Certification

Most Recent Update:
  • Feb 15, 2019

BASIC INFORMATION NEEDED FOR THE INQUIRY

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