Menu
Rick + DiBiasio - Financial Advisor in Windermere, FL

Paladin Research Report For:

Rick DiBiasio

Latitudes Financial Strategies

120 West 6th Ave
Suite E
Windermere, FL 34786
407-909-1033

General Information

Firm Start Year
CRD#
  • 1287108
Firm CRD#
  • 6413
Name of Broker/Dealer
  • LPL FINANCIAL LLC
States Licensed in
  • FL, NY, TX, GA, PA,
Years of Experience in Financial Services
  • 36
Number of Years with Current Firm
  • 15
Work Experience
  • Having worked at traditional Wall Street brokerage firms, a regional investment firm, and for a bank, Rick has learned that the financial services industry can be a humongous marketing machine or a valuable ally to investors. He created Latitudes Financial Strategies to be a fierce advocate for the individual investor, specializing in retirement planning. "At Latitudes Financial Strategies we have developed a collaborative investment process that helps us to create a portfolio for each of our clients that is as unique as they are. We dont believe in using computer generated, one size fits all packages of investments. As investment fiduciaries, we design our advisory accounts to utilize our vast experience and expertise to create a portfolio that is representative of your long-term goals, your values, and your unique situation. How do we do it?

    Think of us as Concierge Level Wealth Managers. It's almost impossible to do business in Central Florida and not understand how powerful a Great Guest Experience is. Here at Latitudes we provide individualized and customized strategies to help our clients pursue their goals by being approachable, responsive, creative, and diligent at what we do. Think of us as your financial services boutique providing concierge level service, you deserve it! If you are tired of one size fits all financial solutions, come talk to us!"
Advisory Services Provided
  • Financial Planning for Individuals, Education Funding and Planning, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Financial Planning

Compliance

Registered Investment Advisor
  • Yes
Registered Representative
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • Have a clean record
Criminal Disclosures in Last 5 years
  • Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • CFP®
Securities Licenses
  • Series 65, Series 63, Series 24, Series 7, Series 6
Insurance and Annuity Licenses
  • Disability, Annuity, Life, Variable Annuity, Long Term Care, Variable Life

Firm Information

Advisor's Number of Clients
  • 150
Advisor's Number of Managed Clients
  • 150
Advisor's Number of Planning Clients
  • 150
Assets Managed by Advisor
  • $50,000,000

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • $250,000
Compensation Methods
  • Based on Assets, Flat Fee
Fee % Based on Assets
  • 1.0%
Minimum Fee Charged for Managed Accounts
  • $2500

Education

Bachelor of Science - Business Management
  • Palm Beach Atlantic
    09/02/1974 - 5/13/2013

Disclaimer

Securities and Advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC.. The LPL Financial registered representatives associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

BASIC INFORMATION NEEDED FOR THE INQUIRY