Menu
The + AdvisoryOne Group - Financial Advisor in Pismo Beach, CA

Paladin Research Report For:

The AdvisoryOne Group

Pismo Beach
Pismo Beach, CA 93449
312-819-2408

General Information

Firm Start Year
  • 2014
No.of Employees
  • 10-19
CRD#
  • 6808832
Firm CRD#
  • 6413
Name of Broker/Dealer
  • LPL Financial
Years of Experience in Financial Services
  • 6
Number of Years with Current Firm
  • 6
Work with the following types of clients
  • Individual Investors, Businesses
Advisory Services Provided
  • Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Insurance Products & Annuities, Financial Planning, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Portfolio Management

Compliance

Registered Representative
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • I have a clean record
Criminal Disclosures in Last 5 years
  • I have a clean record

Qualifications & Membership

Securities Licenses
  • Series 7, Series 66

Firm Information

Firm's Number of Clients
  • 300+
Firm's Number of Planning Clients
  • 60+
Firm's Number of Managed Clients
  • 300+
Assets Managed by Firm
  • $450,000,000

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • $10,000
Compensation Methods
  • Based on Assets, Flat Fee, Commissions
Fee % Based on Assets
  • 0.65-1.25%
Hourly Rate
  • $99-$10k+
Additional Details on Charges
  • We charge an annual flat fee for advice. This can be charged monthly or annually and cost as low as $99/mo or up to $10,000+ per year depending on complexity. In addition we charge a blanket fee for our asset management services ranging from 0.65%-1.25% depending on the number of assets under our management.
Minimum Fee Charged for Managed Accounts
  • N/A
Minimum Fee Charged for Hourly Planning Accounts
  • $99

Education

Bachelors Degree - Psychology
  • University of Wisconsin - Madison
    9/1/2011 - 6/1/2015

Disclaimer

Securities and advisory services offered through LPL Financial, a registered investment advisor.

BASIC INFORMATION NEEDED FOR THE INQUIRY