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Scott Lucas

Lucas Financial Services, Inc.

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Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

Scott Lucas

Lucas Financial Services, Inc.

Scott Lucas, a financial fiduciary has been a Paladin Registry member since 2005. Scott is the owner of Lucas Financial Services, Inc.. Scott holds the Chartered Financial Consultant , Registered Financial Consultant certifications and has over 29 years of experience. Scott provides financial services to clients in the Worthington, Ohio area.

I. Snapshot

A. Registry Member
  • Since 2005
B. Years of Experience
  • 29
C. College Degrees
  • The Ohio State University - BSBA
D. Certifications
  • ChFC®, RFC®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    We do not look exclusively at the rate of return when approaching the Financial Planning process. We attempt to go deeper with our clients to best find solutions that will facilitate the type of lifestyle they desire. Helping people make the most of their financial resources and effective financial decision-making will result in what is most important- living a happy, rewarding, low stress,financially secure life.

G. Asset Requirement
  • $50,000

II. Contact Information

A. Key Contact
  • Did Not Answer
B. Main Location
  • 947 Worthington Woods Loop
    Worthington, Ohio, 43085
C. Telephone
  • 614.840.9770

III. Internet

B. Social Connections

IV. Firm(s)

A. Name of Firm
  • Lucas Financial Services, Inc.
B. Relationship to Firm
  • Owner
C. Name of RIA
  • Wisdom Wealth Investment Advisors LLC
D. Name of Broker/Dealer
  • Proequities
E. Name(s) of Custodian(s)
  • TD Ameritrade
  • Pershing LLC

V. Credentials

A. Years of Financial Experience
  • 29 Years
B. College, Degrees, Years
  • The Ohio State University - BSBA
D. Financial Industry Associations (Active Memberships)
  • Financial Planning Association
  • International Association of Registered Financial Consultants

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • Did Not Answer
B. Type of RIA Registration
  • State - Ohio
C. Industry Licenses
  • Securities License(s)
  • Insurance License(s)
D. Registration & License Numbers
  • CRD: 1489956
  • IARD: None
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: See List
    • Arizona
    • California
    • Connecticut
    • Florida
    • Georgia
    • Indiana
    • Michigan
    • Ohio
    • Pennsylvania
    • South Carolina
    • West Virginia
  • Investment Products for Commission: See List
    • Arizona
    • California
    • Connecticut
    • Florida
    • Georgia
    • Indiana
    • Kentucky
    • Maryland
    • Massachusetts
    • Michigan
    • New York
    • North Carolina
    • Ohio
    • Pennsylvania
    • Texas
    • Virginia
    • West Virginia
  • Insurance Products for Commission: See List
    • Florida
    • Indiana
    • Maryland
    • Michigan
    • Ohio
    • Pennsylvania
    • West Virginia
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • Advisory Services offered through Wisdom Wealth Investment Advisors, LLC and ProEquities, Inc., Registered Investment Advisors. Securities offered through ProEquities, Inc. a Registered Broker/Dealer and Member... View More
    Advisory Services offered through Wisdom Wealth Investment Advisors, LLC and ProEquities, Inc., Registered Investment Advisors. Securities offered through ProEquities, Inc. a Registered Broker/Dealer and Member FINRA/SIPC. Lucas Financial Services, Inc., Wisdom Wealth Investment Advisors, LLC and ProEquities, Inc. are independent entities.
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    We do not look exclusively at the rate of return when approaching the Financial Planning process. We attempt to go deeper with our clients to best find solutions that will facilitate the type of lifestyle they desire. Helping people make the most of their financial resources and effective financial decision-making will result in what is most important- living a happy, rewarding, low stress,financially secure life.

B. Minimum Asset Requirement
  • $50,000
C. Number of Current Clients
  • Available Upon Request
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Other:
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Monthly)
  • Newsletters (Monthly)
H. Second Language(s)
  • None
I. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • Discretionary and Non-Discretionary
D. Limited Engagement Services
  • Planning Only
  • Financial Plan Reviews
  • Investment Portfolio Reviews

IX. Certification

Advisor Name
  • Scott Lucas
Most Recent Update:
  • Feb 20, 2019

BASIC INFORMATION NEEDED FOR THE INQUIRY

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