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Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

Charles Jones

Wells Fargo

Charles Jones, a financial fiduciary has been a Paladin Registry member since 2005. Charles holds the Certified Public Accountant , Certified Financial Planner , Chartered Financial Analyst certifications and has over 30 years of experience. Charles provides financial services to clients in the Charlotte, North Carolina area.

I. Snapshot

A. Registry Member
  • Since 2005
B. Years of Experience
  • 30
C. College Degrees
  • UNC - Chapel Hill - BS Accounting
D. Certifications
  • CPA, CFP®, CFA®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    Our mission is to help clients live the one life they have, in the best way possible, without undue financial sacrifice or overexposure to risk. We want to understand a clients values, priorities, and personal as well as financial goals, so we can assist them with life's challenges both financial and otherwise.

G. Asset Requirement
  • $250,000

II. Contact Information

A. Key Contact
  • Did Not Answer
B. Main Location
  • 301 S. College St. Suite 150
    Charlotte, North Carolina, 28202
C. Telephone
  • 704.348.9535

III. Internet

IV. Firm(s)

A. Name of Firm
  • Wells Fargo
B. Relationship to Firm
  • Independent Contractor
C. Name of RIA
  • Wells Fargo
D. Name of Broker/Dealer
  • Wells Fargo Advisors LLC
E. Name(s) of Custodian(s)
  • First Clearing LLC

V. Credentials

A. Years of Financial Experience
  • 30 Years
B. College, Degrees, Years
  • UNC - Chapel Hill - BS Accounting
D. Financial Industry Associations (Active Memberships)
  • American Institute of Certified Public Accountants
  • Financial Planning Association
  • Chartered Financial Analyst Institute

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • IAR
B. Type of RIA Registration
  • SEC
C. Industry Licenses
  • Securities License(s)
  • Insurance License(s)
D. Registration & License Numbers
  • CRD: 2024379
  • IARD: None
  • Insurance: None
E. State Licences
  • Financial Advice, Services for Fees: See List
    • Delaware
    • Florida
    • Georgia
    • Kentucky
    • New York
    • North Carolina
    • Pennsylvania
    • South Carolina
    • Tennessee
    • Virginia
  • Investment Products for Commission: All 50 States
  • Insurance Products for Commission: All 50 States
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    Our mission is to help clients live the one life they have, in the best way possible, without undue financial sacrifice or overexposure to risk. We want to understand a clients values, priorities, and personal as well as financial goals, so we can assist them with life's challenges both financial and otherwise.

B. Minimum Asset Requirement
  • $250,000
C. Number of Current Clients
  • Available Upon Request
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Hourly Fee
  • Fixed Fee
  • Asset-Based Fee
  • Commissions (Investment Products)
  • Commissions (Insurance Products)
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
G. Types of Reports (Frequency)
  • Did Not Answer
H. Second Language(s)
  • None
I. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • None

IX. Certification

Advisor Name
  • Charles Jones
Most Recent Update:
  • Feb 14, 2019

BASIC INFORMATION NEEDED FOR THE INQUIRY

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