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Philip Capell

Piermont Wealth Management

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Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

Philip Capell

Piermont Wealth Management

Philip Capell, a financial fiduciary has been a Paladin Registry member since 2005. Philip is the owner of Piermont Wealth Management. Philip holds the Certified Financial Planner certifications and has over 20 years of experience. Philip provides financial services to clients in the Melville, New York area.

I. Snapshot

A. Registry Member
  • Since 2005
B. Years of Experience
  • 20
C. College Degrees
  • Cornell University - B.S.
  • American University - J.D.
  • Pace University - MS in Tax
D. Certifications
  • CFP®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    PIERMONT prides itself on helping investors plan for RETIREMENT; or if already retired, then on maximizing their RETIREMENT income and investment returns. Our experienced team focuses on providing RETIREMENT SOLUTIONS to Pre-retirees and Retirees. As an independent, non-commissioned/fee-only firm, we offer a FREE CONSULTATION so that we can understand your needs & objectives. Once we establish your financial plan, our investment team is able to manage your portfolio. We use an asset allocation investment strategy so as to maximize returns in light of your risk tolerance. We are confident we can help you achieve your financial goals and look forward to hearing from you.

G. Asset Requirement
  • $500,000

II. Contact Information

A. Key Contact
  • Philip Capell
B. Main Location
  • 48 South Service Road Ste 102
    Melville, New York, 11747
C. Additional Locations
  • New York, New York
D. Telephone
  • 631.454.1585

III. Internet

B. Social Connections

IV. Firm(s)

A. Name of Firm
  • Piermont Wealth Management
B. Relationship to Firm
  • Owner
C. Name of RIA
  • Piermont Wealth Management
D. Name of Broker/Dealer
  • Did Not Answer
E. Name(s) of Custodian(s)
  • Charles Schwab Institutional
  • TD Ameritrade

V. Credentials

A. Years of Financial Experience
  • 20 Years
B. College, Degrees, Years
  • Cornell University - B.S.
  • American University - J.D.
  • Pace University - MS in Tax
C. Current Certifications
D. Financial Industry Associations (Active Memberships)
  • Financial Planning Association
  • Fee-only Network

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA
B. Type of RIA Registration
  • SEC
C. Industry Licenses
  • Did Not Answer
D. Registration & License Numbers
  • CRD: 119376
  • IARD: None
  • Insurance: None
E. State Licences
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • Piermont is an independent, objective & non-commissioned based advisory firm. As a fiduciary, we provide investment & retirement planning services for pre-retirees and help retirees... View More
    Piermont is an independent, objective & non-commissioned based advisory firm. As a fiduciary, we provide investment & retirement planning services for pre-retirees and help retirees maximize retirement income and investment returns. We are SEC Registered and will provide applicable ADV parts upon request.
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    PIERMONT prides itself on helping investors plan for RETIREMENT; or if already retired, then on maximizing their RETIREMENT income and investment returns. Our experienced team focuses on providing RETIREMENT SOLUTIONS to Pre-retirees and Retirees. As an independent, non-commissioned/fee-only firm, we offer a FREE CONSULTATION so that we can understand your needs & objectives. Once we establish your financial plan, our investment team is able to manage your portfolio. We use an asset allocation investment strategy so as to maximize returns in light of your risk tolerance. We are confident we can help you achieve your financial goals and look forward to hearing from you.

B. Minimum Asset Requirement
  • $500,000
C. Number of Current Clients
  • Available Upon Request
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Fixed Fee
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Skype/Video-Voice
G. Types of Reports (Frequency)
  • Performance (Semi-Annually)
  • Brokerage Statement (Monthly)
H. Second Language(s)
  • None
I. Value Statement
  • View Value Statement
    We are an SEC regulated fiduciary. Our clients are not charged commissions. Our portfolios are tailored to our clients objectives and risk tolerance. Our Founder and President is a CFP, an attorney and holds a Masters in Taxation. We meet with our clients on a systematic basis to ensure their financial needs are being satisfied.

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • Planning Only

IX. Certification

Advisor Name
  • Philip Capell
Most Recent Update:
  • Jun 24, 2020

BASIC INFORMATION NEEDED FOR THE INQUIRY

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