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Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

William Martone

Martone Capital Management,Inc.

William Martone, a financial fiduciary has been a Paladin Registry member since 2006. William is the owner of Martone Capital Management,Inc.. William holds the Chartered Life Underwriter , Chartered Financial Consultant certifications and has over 43 years of experience. William provides financial services to clients in the Hawthorne, New York area.

I. Snapshot

A. Registry Member
  • Since 2006
B. Years of Experience
  • 43
C. College Degrees
  • Pace University - BBA
  • American College - CLU
  • American College - ChFC
D. Certifications
  • CLU®, ChFC®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    The mission of Martone Capital Management, Inc. is to serve our investors in a way that will improve their lives. Our goal is not only to invest for returns, but also to manage risk so that our investors can confidently maintain their savings and investment plans over the long term.

G. Asset Requirement
  • None

II. Contact Information

A. Key Contact
  • William Martone
B. Main Location
  • 7 Skyline Drive
    Suite 350
    Hawthorne, New York, 10532
C. Telephone
  • 914.318.9440

III. Internet

B. Social Connections

IV. Firm(s)

A. Name of Firm
  • Martone Capital Management,Inc.
B. Relationship to Firm
  • Owner
C. Name of RIA
  • Martone Capital Management,Inc.
D. Name of Broker/Dealer
  • Charles Schwab
E. Name(s) of Custodian(s)
  • Charles Schwab

V. Credentials

A. Years of Financial Experience
  • 43 Years
B. College, Degrees, Years
  • Pace University - BBA
  • American College - CLU
  • American College - ChFC
D. Association Memberships
  • None

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • RIA
B. Type of RIA Registration
  • State - New York
C. Industry Licenses
  • Insurance License(s)
D. Registration & License Numbers
  • CRD: 129788
  • IARD: None
  • Insurance: LA-605121
E. State Licences
  • Financial Advice, Services for Fees: See List
    • Connecticut
    • New Jersey
    • New York
  • Investment Products for Commission: Not Applicable
  • Insurance Products for Commission: See List
    • Connecticut
    • New Jersey
    • New York
    • North Carolina
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • None
J. View our ADV(s)
  • Available Upon Request
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    The mission of Martone Capital Management, Inc. is to serve our investors in a way that will improve their lives. Our goal is not only to invest for returns, but also to manage risk so that our investors can confidently maintain their savings and investment plans over the long term.

B. Minimum Asset Requirement
  • None
C. Number of Current Clients
  • Available Upon Request
D. Assets (Management, Advisement)
  • Available Upon Request
E. Methods of Compensation
  • Asset-Based Fee
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Market Environment (Bi-Monthly)
  • Newsletters (Bi-Monthly)
H. Second Language(s)
  • None
I. Value Statement
  • Not Available

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Business Pension Plans
  • Business (Taxable)
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Insurance Products
C. Discretionary Asset Management
  • Discretionary and Non-Discretionary
D. Limited Engagement Services
  • Financial Plan Reviews
  • Investment Portfolio Reviews

IX. Certification

Advisor Name
  • William Martone
Most Recent Update:
  • Feb 26, 2019

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