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Philip + Capell - Financial Advisor in Melville, NY

Paladin Research Report For:

Philip Capell

Piermont Wealth Management Inc.

48 South Service Road
Suite 102
Melville, NY 11747
631-454-1585

General Information

Firm Start Year
  • 2000
No.of Employees
  • 5-9
CRD#
  • 4544394
Firm CRD#
  • 119376
Name of Custodial Firm
  • Charles Schwab / TD Ameritrade
Years of Experience in Financial Services
  • 24
Number of Years with Current Firm
  • 14
Work Experience
  • After practicing as a Tax Attorney (partner) for several years, I started Piermont in 2000 as a Fee-only (non-commissioned based) Wealth Management firms in New York.
Advisory Services Provided
  • Financial Advice & Consulting, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Planning for Individuals, Financial Planning for Businesses, Estate Planning & Trusts

Compliance

Registered Investment Advisor
  • Yes
Registered Representative
  • Yes
Investment Advisor Representative
  • Yes

Qualifications & Membership

Certifications, Accreditations & Designations
  • CFP®, JD, MS in Tax
Financial Organization Memberships
  • National Association of Personal Financial Advisors (NAPFA), Financial Planning Association (FPA)
Non-Financial Organization Memberships
  • Nassau Bar Association

Firm Information

Firm's Number of Clients
  • 100+
Firm's Number of Planning Clients
  • 100+
Firm's Number of Managed Clients
  • 100+
Assets Managed by Firm
  • $100M-$200M
Advisor's Number of Clients
  • 100+
Advisor's Number of Managed Clients
  • 100+
Advisor's Number of Planning Clients
  • 100+
Assets Managed by Advisor
  • $100M-$200M

Compensation and Fees

Fee Structure
  • Fee-Only
Minimum Portfolio Size for New Managed Accounts
  • $500,000
Fee % Based on Assets
  • .85%
Additional Details on Charges
  • Piermont typically does not charge additional fees for financial planning services. Such services are part of wealth management and are needed to properly serve our clients. Our annual average fee is approx. .85% of the value of the assets we manage for our clients.
Minimum Fee Charged for Managed Accounts
  • none

Education

BS degree -
  • Cornell University
    -

Disclosures

At certain places on this Piermont Wealth Management Inc. Internet site, live 'links' to other Internet addresses can be accessed. Such external Internet addresses contain information created, published, maintained, or otherwise posted by institutions or organizations independent of Piermont Wealth Management Inc. Piermont Wealth Management Inc. does not endorse, approve, certify, or control these external Internet addresses and does not guarantee or assume responsibility for the accuracy completeness, efficacy, timeliness, or correct sequencing of information located at such addresses. Use of any information obtained from such addresses is voluntary, and reliance on it should only be undertaken after an independent review of its accuracy, completeness, efficacy, and timeliness. Reference therein to any specific commercial product, process, or service by trade name, trademark, service mark, manufacturer, or otherwise does not constitute or imply endorsement, recommendation, or favoring by Piermont Wealth Management Inc.

Disclaimer

see www.piermontwealth.com

BASIC INFORMATION NEEDED FOR THE INQUIRY