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Joelle Spear

Canby Financial Advisors LLC

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Paladin Registry 5 Stars

This advisor or firm is a vetted, documented member of the Paladin Registry.

This advisor or firm received a 5 Star quality rating from Paladin’s research department. Paladin analysts use a proprietary algorithm to rate the quality of financial advisor and firm credentials, ethics, business practices, and services.

Paladin provides free information services to investors who rely on planners and investment advisors to help them achieve their financial goals. Paladin is the only SEC registered firm that vets, validates, and documents the quality of financial professionals and firms (since 2003).

Paladin Research Report For:

Joelle Spear

Canby Financial Advisors LLC

Joelle Spear, a financial fiduciary has been a Paladin Registry member since 2014. Joelle holds the Certified Financial Planner certifications and has over 16 years of experience. Joelle provides financial services to clients in the Framingham, Massachusetts area.

I. Snapshot

A. Registry Member
  • Since 2014
B. Years of Experience
  • 16
C. College Degrees
  • University of New Hampshire - BS
  • Bentley University - MBA
D. Certifications
  • CFP®
E. Financial Fiduciary
  • Yes
F. Business Philosophy
  • Read Business Philosophy

    To our clients, financial planning means working together to help align financial areas of concern, so they are pointed in the right direction, that is, toward their goals. We help families and individuals address the questions and concerns they have about their money. We recognize that each investor has a personal financial history and risk tolerance. Once a plan to achieve goals is developed, we can then manage the money with the plan in mind.

G. Asset Requirement
  • $250,000

II. Contact Information

A. Key Contact
B. Main Location
  • 161 Worcester Road, Ste. 408
    Framingham, Massachusetts, 01701
C. Telephone
  • 617.721.7177

III. Internet

A. Visit Website
B. Social Connections

IV. Firm(s)

A. Name of Firm
  • Did Not Answer
B. Relationship to Firm
  • Employee
C. Name of RIA
  • Canby Financial Advisors LLC
D. Name of Broker/Dealer
  • Commonwealth Financial Network
E. Name(s) of Custodian(s)
  • Commonwealth Financial Network

V. Credentials

A. Years of Financial Experience
  • 16 Years
B. College, Degrees, Years
  • University of New Hampshire - BS
  • Bentley University - MBA
C. Current Certifications
D. Association Memberships
  • None

VI. Registration, Licensing,
Compliance

A. RIA/IAR Registration
  • Did Not Answer
B. Type of RIA Registration
  • State - Massachusetts
C. Industry Licenses
  • Securities License(s)
  • Insurance License(s)
D. Registration & License Numbers
  • CRD: 3113487
  • IARD: None
  • Insurance: 1999483
E. State Licences
  • Investment Products for Commission: See List
    • California
    • Connecticut
    • Florida
    • Georgia
    • Maine
    • Massachusetts
    • New Hampshire
    • New York
    • Texas
    • Vermont
  • Insurance Products for Commission: Massachusetts
F. Compliance Record (Investment)
  • No Disclosures
G. Compliance Record (Insurance)
  • No Disclosures
H. Criminal Disclosure(s)
  • None
I. Additional Disclosure(s)
  • This communication is strictly intended for individuals residing in the states of MA, CT, VT, ME, NH, CA, NY, GA, TX and FL. No offers... View More
    This communication is strictly intended for individuals residing in the states of MA, CT, VT, ME, NH, CA, NY, GA, TX and FL. No offers may be made or accepted from any resident outside these states due to various state requirements and registration requirements regarding investment products and services. Securities and advisory services offered through Commonwealth Financial Network®, member FINRA/SIPC, a Registered Investment Adviser. Financial planning services offered through Canby Financial Advisors are separate and unrelated to Commonwealth. Fixed insurance products and services offered through CES Insurance Agency or Canby Financial Advisors. Canby Financial Advisors, 161 Worcester Road, Ste. 408, Framingham, MA 01701. Please see our Terms of Use here: www.commonwealth.com/termsofuse.html.
J. View our ADV(s)
K. Links

VII. Business Data & Practices

A. Business Philosophy
  • Read Business Philosophy

    To our clients, financial planning means working together to help align financial areas of concern, so they are pointed in the right direction, that is, toward their goals. We help families and individuals address the questions and concerns they have about their money. We recognize that each investor has a personal financial history and risk tolerance. Once a plan to achieve goals is developed, we can then manage the money with the plan in mind.

B. Minimum Asset Requirement
  • $250,000
C. Number of Current Clients
  • 482
D. Assets (Management, Advisement)
  • $337,000,000
E. Methods of Compensation
  • Fixed Fee
  • Asset-Based Fee
  • Commissions (Insurance Products)
F. Methods of Communication
  • Face-to-Face Meetings
  • Telephone
  • Email
  • Other:
G. Types of Reports (Frequency)
  • Performance (Quarterly)
  • Brokerage Statement (Monthly)
  • Newsletters (Monthly)
H. Second Language(s)
  • None
I. Value Statement
  • View Value Statement
    Joelle brings energy and passion to her role at Canby Financial Advisors, where she helps people navigate their financial planning and investment management needs. Joelle joined Canby Financial Advisors in 2014. Her passion for working with individuals and families grew during her 12 years at Fidelity Investments. At Fidelity, Joelle was a senior relationship officer with Portfolio Advisory Services, where she advised many of Fidelity’s wealthiest clients.

VIII. Clients & Services

A. Types of Clients
  • Individuals & Couples (Working)
  • Individuals & Couples (Retired)
  • Business (Taxable)
B. Types of Financial Services
  • Planning Advice & Services
  • Investment Advice & Services
  • Insurance Products
  • Investment Products (Commission)
C. Discretionary Asset Management
  • Yes
D. Limited Engagement Services
  • Planning Only

IX. Certification

Advisor Name
  • Joelle Spear
Most Recent Update:
  • Jul 2, 2019

BASIC INFORMATION NEEDED FOR THE INQUIRY

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