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James + Peters - Financial Advisor in Irvine, CA

Paladin Research Report For:

James Peters

Centaurus Financial

ChFC®
18662 Macarthur Blvd
Suite 200
Irvine, CA 92612
949-631-3840
Visit Website
https://www.financialadvisorirvine.com

General Information

Firm Start Year
  • 1992
No. of Employees
  • 2-4
CRD#
  • 2665577
Firm CRD#
  • 30833
Insurance License#
  • 0B05626
Name of Broker/Dealer
  • Centaurus Financial, Inc.
Name of Custodial Firm
  • Pershing
States Licensed in
  • CA, ID, GA, AZ, WA
Years of Experience in Financial Services
  • 21
Number of Years with Current Firm
  • 1
Work Experience
  • Have been a wealth management advisor since collge. My Dad and brother are slso financial advisors.
Work with the following types of clients
  • Businesses, Individual Investors, Non-Profit Organizations

Compliance

Registered Investment Advisor
  • Yes
Registered Representative
  • Yes
Investment Advisor Representative
  • Yes
Compliance Disclosures in Last 5 years
  • Have a clean record
Criminal Disclosures in Last 5 years
  • Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • ChFC®
Securities Licenses
  • Series 7, Series 6, Series 63
Insurance and Annuity Licenses
  • Health, HMO, Variable Annuity, Annuity, Accident, Long Term Care, Variable Life, Disability
Financial Organization Memberships
  • Million Dollar Roundtable, Society of Financial Services Professionals, National Association of Insurance and Financial Advisors (NAIFA)

Firm Information

Advisor's Number of Clients
  • 200
Advisor's Number of Managed Clients
  • 50
Advisor's Number of Planning Clients
  • 100
Assets Managed by Advisor
  • 20,000,000

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • 25,000
Compensation Methods
  • Based on Assets, Hourly, Flat Fee
Fee % Based on Assets
  • 1
Hourly Rate
  • 100
Flat Fee Rate
  • 1200
Minimum Fee Charged for Managed Accounts
  • 1
Minimum Fee Charged for Hourly Planning Accounts
  • 100
Minimum Fee Charged for Flat Fee Accounts
  • 1200

Disclosures

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Additional Detailed Disclosures

https://www.paladinregistry.com/disclosure/1874257/paladinregistry-centaurus-financial-detailed-disclosure

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