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James + Peters - Financial Advisor in Irvine, CA

Paladin Research Report For:

James Peters

Centaurus Financial

ChFC®
18662 Macarthur Blvd
Suite 200
Irvine, CA 92612
949-631-3840
Visit Website
https://www.financialadvisorirvine.com

About James Peters

We help our clients accomplish their financial goals.

We customize our clients investments and financial plans to to help them meet their individual needs.

The real benefit of using our firm is that our
clients feel their financial dreams will be accomplished and that we are there to provide service as their needs change.

See Disclosures

General Information

Firm Start Year
  • 1992
No. of Employees
  • 2-4
CRD#
  • 2665577
Firm CRD#
  • 30833
Insurance License#
  • 0B05626
Name of Broker/Dealer
  • Centaurus Financial, Inc.
Name of Custodial Firm
  • Pershing
States Licensed in
  • CA, ID, GA, AZ, WA
Years of Experience in Financial Services
  • 21
Number of Years with Current Firm
  • 1
Work Experience
  • Have been a wealth management advisor since collge. My Dad and brother are slso financial advisors.
Work with the following types of clients
  • Businesses, Individual Investors, Non-Profit Organizations

Compliance

Registered Investment Advisor
  • Yes
Registered Representative
  • Yes
Investment Advisor Representative
  • Yes
Compliance Disclosures in Last 5 years
  • Have a clean record
Criminal Disclosures in Last 5 years
  • Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • ChFC®
Securities Licenses
  • Series 7, Series 6, Series 63
Insurance and Annuity Licenses
  • Health, HMO, Variable Annuity, Annuity, Accident, Long Term Care, Variable Life, Disability
Financial Organization Memberships
  • Million Dollar Roundtable, Society of Financial Services Professionals, National Association of Insurance and Financial Advisors (NAIFA)

Firm Information

Advisor's Number of Clients
  • 200
Advisor's Number of Managed Clients
  • 50
Advisor's Number of Planning Clients
  • 100
Assets Managed by Advisor
  • 20,000,000

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • 25,000
Compensation Methods
  • Based on Assets, Hourly, Flat Fee
Fee % Based on Assets
  • 1
Hourly Rate
  • 100
Flat Fee Rate
  • 1200
Minimum Fee Charged for Managed Accounts
  • 1
Minimum Fee Charged for Hourly Planning Accounts
  • 100
Minimum Fee Charged for Flat Fee Accounts
  • 1200

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures

https://www.paladinregistry.com/disclosure/1874257/paladinregistry-centaurus-financial-detailed-disclosure

BASIC INFORMATION NEEDED FOR THE INQUIRY

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Connect with us

  • Office Address
    12150 Monument Drive, Suite 700
    Fairfax, VA, 22033
  • Telephones
    Tel: 703-651-2060
    Fax: 703-259-4487
  • Social Networks

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