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Chris +  Baum - Financial Advisor in Irvine, CA

Paladin Research Report For:

Chris Baum

Coastal Capital Advisors

16 Tidewater
Irvine, CA 92614
949-439-4050

General Information

Firm Start Year
  • 2020
No.of Employees
  • 2-4
CRD#
  • 6146336
Firm CRD#
  • 307224
Name of Custodial Firm
  • Charles Schwab
States Licensed in
  • CA, TX
Years of Experience in Financial Services
  • 10
Number of Years with Current Firm
  • 2
Work Experience
  • Private Management Group, Inc. Portfolio Manager Irvine, CA June 2012 - December 2019

    Coastal Capital Advisors, LLC Co-Founder & Partner Irvine, CA January 2020 - Present
Work with the following types of clients
  • Investment Clubs, Businesses, Individual Investors
Advisory Services Provided
  • 401K Rollovers, Financial Planning, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Tax Advice and Services, Wealth Management, Portfolio Management, Retirement Planning, Investment Advice & Management

Compliance

Registered Investment Advisor
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • Have a clean record
Criminal Disclosures in Last 5 years
  • Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • CFA®
Securities Licenses
  • Series 65

Firm Information

Firm's Number of Clients
  • 101
Firm's Number of Managed Clients
  • 101
Assets Managed by Firm
  • $25,000,000
Advisor's Number of Clients
  • 46
Advisor's Number of Managed Clients
  • 46

Compensation and Fees

Fee Structure
  • Fee-Only
Minimum Portfolio Size for New Managed Accounts
  • $250,000
Additional Details on Charges
  • Management Fee Schedule $0.00 - $100k 1.6% $100k - $500k 1.4% $500k - $1M 1.2% $1M - $5M 1.0% $5M+ 0.8%

Education

Bachelor of Sciences in Business Administration - Business Management
  • University of Arizona
    08/2008 - 05/2012

BASIC INFORMATION NEEDED FOR THE INQUIRY