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James + Graves - Financial Advisor in Chester Springs, PA

Paladin Research Report For:

James Graves

Joppa Mill Advisors Ltd.

2048 Remington Dr.
Chester Springs, PA 19425
302-367-6856

General Information

Firm Start Year
  • 2016
CRD#
  • 1497037
Firm CRD#
  • 1497037
Name of Broker/Dealer
  • n/a
Name of Custodial Firm
  • Pershing LLC; Schwab
Years of Experience in Financial Services
  • 40
Work with the following types of clients
  • Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
  • Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Portfolio Management

Compliance

Registered Investment Advisor
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • Have a clean record
Criminal Disclosures in Last 5 years
  • Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • CFP®
Securities Licenses
  • Series 7, Series 24

Firm Information

Firm's Number of Clients
  • 34
Firm's Number of Planning Clients
  • 34
Firm's Number of Managed Clients
  • 34
Assets Managed by Firm
  • $15mm
Advisor's Number of Clients
  • 34
Advisor's Number of Managed Clients
  • 34
Advisor's Number of Planning Clients
  • 34
Assets Managed by Advisor
  • $15,000,000

Compensation and Fees

Fee Structure
  • Fee-Only
Minimum Portfolio Size for New Managed Accounts
  • $250,000
Compensation Methods
  • Based on Assets
Additional Details on Charges
  • Fee Schedule 1st $250,000.00 1.50% Next $500,000.00 1.00% Next $1,000,000.00 0.75% Over $1,750,000.00 0.50%
Minimum Fee Charged for Managed Accounts
  • $3,750.00

Education

Bachelor of Arts - English & Political Science
  • Trinity College
    1973 - 1977
MBA - Finance
  • Stern School of Business at NYU
    1980 - 1984

Disclosures

https://storage.googleapis.com/production-domaincom-v1-0-3/813/261813/VtTiEBEA/99f28fd208ad44c79b4921bce72d97ef?fileName=FormCRS_WCAP_20200716.pdf https://storage.googleapis.com/production-domaincom-v1-0-3/813/261813/VtTiEBEA/6c26c9b3dc3d4e9a99a41a6527444759?fileName=FormADV2A_WCAP_20200716.pdf

Disclaimer

The views in this material were those of the Advisor at the time of writing this report and may not reflect the views Wealthcare Advisory Partners LLC. These views are intended to assist clients and do not constitute investment advice. Advisory services offered through Wealthcare Advisory Partners LLC dba Joppa Mill Advisors, Ltd. Wealthcare Advisory Partners LLC is a registered investment advisor with the U.S Securities and Exchange Commission.

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