Dale Ledbetter
Dale Ledbetter a partner and founder of Ledbetter & Associates P.A., has been folded into Kopelowitz Ostrow, a diversified litigation firm located in Fort Lauderdale, Florida. Dale spent over 30 years in the securities industry, serving as EVP/Branch Manager of Meridian Bancorp Securities and as COO of Countrywide Securities in Los Angeles.
Getting Justice for Seniors
By: Dale Ledbetter
Every state has passed some form of legislation protecting seniors from financial exploitation in addition to any type of physical abuse or theft of assets. Senior...
Defined Benefit Plans – Know the Risks to Pensioners and Taxpayers
By: Dale Ledbetter
Pension Funds continue to be victimized at an alarming rate. Whether it is by brokerage firms selling them inappropriate products or “consultants” giving them self-serving...
A Brokers Contractual Obligations
By: Dale Ledbetter
Clearly, in a managed account a broker enters into a contractual arrangement with an investor to “handle” or “manage” their money. The agreement spells out...
Investor Bill of Rights 2 and 3
By: Dale Ledbetter
Our last post described the “Investor Bill of Rights” created by the North American Securities Administrators Association (NASAA). We recently posted the first “Right”. ...
DEMAND YOUR “Investor Bill Of Rights”
By: Dale Ledbetter
State securities regulators have generally been more aggressive in protecting investors than FINRA or the SEC. These enforcement tactics by some state agencies have even...