Brown Financial Management Group LLC- Financial Advisor Albany, NY

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About Brown Financial Management Group LLC

........

See Disclosures

General Information

Firm Start Year

1986

No. of Employees

CRD#

1614783

Firm CRD#

282501

Insurance License#

LA-673474 New York

Name of Broker/Dealer

Cambridge Investment Research, Inc.

Name of Custodial Firm

National Financial Services, LLC

States Licensed in

CT, FL, GA, IL, MA, MD, ME, MO, NC, NJ, NY, PA, SC, TX, VA, WI

Years of Experience in Financial Services

Work Experience

See above please. Comprehensive analysis, design, implentation of investments with ongoing monitoring and follow-up meetings with client's. Fee-based with third party ratings and reviews of all investments utilized. I do not like comission business but will review it for you if you already have it.

Work with the following types of clients

Businesses, Individual Investors, Trusts and Estates

Foreign Languages Serviced

None

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Education Funding and Planning

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®

Securities Licenses

Series 63, Series 6, Series 7

Insurance and Annuity Licenses

Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability

Financial Organization Memberships

Financial Planning Association (FPA), Financial Services Institute

Firm Information

Firm's Number of Clients

Firm's Number of Planning Clients

Firm's Number of Managed Clients

Assets Managed by Firm

40,831,751

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$50,000,000+

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Hourly, Based on Assets

Fee % Based on Assets

Majority

Hourly Rate

$275

Flat Fee Rate

varies

Additional Details on Charges

Free initial consultation in person or by phone.

Minimum Fee Charged for Managed Accounts

Minimum Fee Charged for Hourly Planning Accounts

Minimum Fee Charged for Flat Fee Accounts

Education

B.S. - Business Management & Finance

Cornell University
1977 -1981

B.S. - Business Management & Finance

Cornell University
1979 -1981

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

www.thomasjbrown.com

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1811961/paladinregistry-Brown-Financial-Management-Group-LLC-detailed-disclosure.html

Disclaimer

*Registered Representative, Securities offered through Cambridge Investment Research, Inc., a Broker/Dealer; Member FINRA/SIPC. Investment Advisor Representative, Thomas J. Brown, Brown Financial Management Group, LLC a Registered Investment Advisor. Cambridge Investment Research, Inc. and Brown Financial Management Group, LLC are not affiliated.

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Paladin Research Report For:

Brown Financial Management Group LLC

About Brown Financial Management Group LLC

General Information

Firm Start Year

No. of Employees

CRD#

Firm CRD#

Insurance License#

Name of Broker/Dealer

Name of Custodial Firm

States Licensed in

Years of Experience in Financial Services

Work Experience

Work with the following types of clients

Foreign Languages Serviced

Advisory Services Provided

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

Criminal Disclosures in Last 5 years

Qualifications & Membership

Certifications, Accreditations & Designations

Securities Licenses

Insurance and Annuity Licenses

Financial Organization Memberships

Firm Information

Firm's Number of Clients

Firm's Number of Planning Clients

Firm's Number of Managed Clients

Assets Managed by Firm

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

Compensation and Fees

Fee Structure

Minimum Portfolio Size for New Managed Accounts

Compensation Methods

Fee % Based on Assets

Hourly Rate

Flat Fee Rate

Additional Details on Charges

Minimum Fee Charged for Managed Accounts

Minimum Fee Charged for Hourly Planning Accounts

Minimum Fee Charged for Flat Fee Accounts

Education

Disclosures

Disclaimer

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