Paul Purcell

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About Paul Purcell

Paul has over 35 years experience in the financial services industry. His expertise is in helping his retiree and pre-retiree clients holistically plan their financial futures.

Paul shuns the traditional "cookie-cutter" approach to financial planning, and instead utilizes his experience and know-how to develop optimal, high quality solutions that help meet his clients' specific needs and goals. He employs a variety of financial strategies and investment products to help craft the proper strategy.

Having been both a Dayton and Cincinnati resident, Paul has served the community by hosting numerous financial workshops and events for individuals and corporations.

Paul has been married to his wife Shelly for 36 years. They have five children: Tyler, Jackie, Natalie, Michael, and Sheilah. Paul enjoys spending time with his family, boating, and sporting events.

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General Information

Firm Start Year

1998

No. of Employees

CRD#

4128467

Firm CRD#

116726

Name of Broker/Dealer

Private Client Services

Name of Custodial Firm

Charles Schwab and Altruist

States Licensed in

Years of Experience in Financial Services

Work with the following types of clients

Individual Investors, Businesses

Advisory Services Provided

Investment Advice & Management, Financial Advice & Consulting, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Risk Management

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 63, Series 7, Series 6

Insurance and Annuity Licenses

Variable Annuity, Life, Health, Annuity

Firm Information

Firm's Number of Clients

500-600

Firm's Number of Planning Clients

500-600

Firm's Number of Managed Clients

500-600

Assets Managed by Firm

$250M-$500M

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250K+

Compensation Methods

Based on Assets

Disclosures

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Additional Detailed Disclosures
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Disclaimer

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