MasaYamazaki- Financial Advisor Rye Brook, NY

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About Masa Yamazaki

We help take care of your financial health so that you can focus with confidence on what matters most to you. Through a clear, sound and relatable approach to financial planning and investment management, we make it our goal to provide insight, resources and strategies to help you thrive in your diverse roles within your family, profession and the broader world.

See Disclosures

General Information

Firm Start Year

2020

No. of Employees

CRD#

2526772

Firm CRD#

309684

Name of Broker/Dealer

Name of Custodial Firm

Pershing LLC

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Co-Founder, Principal and CCO Oxler Private Wealth August 2020-Present

Senior Director - Investments Oppenheimer & Co. Inc. July 2014 - August 2020

SVP Sales and Marketing Acolyte Technologies Corp. May 2009 - July 2014

Financial Advisor Citi Smith Barney March 2007 - May 2009

SVP Sales and Marketing Acolyte Technologies Corp. 1999 - 2007

Associate CIBC Oppenheimer 1997 - 1999

Financial Analyst Goldman Sachs & Co. 1994 - 1996

Work with the following types of clients

Individual Investors, Multi-Generational Families, Businesses and Non-Profits

Foreign Languages Serviced

Spanish

Advisory Services Provided

Financial Planning for Individuals, Financial Planning for Businesses, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities

Compliance

Registered Investment Advisor

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CPWA^®, CEPA^®, CDFA^®

Securities Licenses

Series 66

Firm Information

Assets Managed by Firm

$420mm

Assets Managed by Advisor

$410mm

Compensation and Fees

Fee Structure

Fee-Only

Minimum Portfolio Size for New Managed Accounts

$1,000,000

Compensation Methods

Based on Assets

Fee % Based on Assets

.50%-1.5%

Hourly Rate

Minimum Fee Charged for Managed Accounts

Minimum Fee Charged for Hourly Planning Accounts

Education

BS - Biology

Duke University
09/01/1990 -05/30/1994

Disclosures

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Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1891718/paladinregistry-Oxler-Private-Wealth-detailed-disclosure.html

Disclaimer

Please visit https://www.oxlerpw.com/disclosures for our disclosures.

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Paladin Research Report For:

Masa Yamazaki

Oxler Private Wealth