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Paladin Research Report For:

Charles Helme

BH Asset Management, LLC

1221 Brickell Avenue, 9th Floor
Miami, FL 33130
786-475-1280

About Charles Helme

We are a registered investment advisor, meaning we are held to a fiduciary standard and must always put your interests first. We provide unbiased advice, employ an open architecture approach, and only charge flat fees. We are transparent and maintain frequent communication with our clients. With over 30 years of fund management experience, we offer the most sophisticated investment techniques.

See Disclosures

General Information

Firm Start Year
  • 2010
No. of Employees
  • 5-9
automated call
  • Yes
CRD#
  • 712007
Firm CRD#
  • 152117
Name of Custodial Firm
  • Charles Schwab, TD Ameritrade Fidelity Investments, Pershing, JP Morgan, Morgan Stanley, Comerica.
States Licensed in
  • FL, NY, CA, CT
Years of Experience in Financial Services
  • 30
Number of Years with Current Firm
  • 13
Work Experience
  • Prior to founding BH, from 2002 to 2010. Mr. Helme was Senior Portfolio Manager of Pinnacle Associates, Ltd, an $8 billion manager in New York, where he managed portfolios for corporations, endowments, universities, pensions, and high-net-worth individuals across several strategies. .For seven years prior to joining Pinnacle, Mr. Helme was Managing Director of Investments at Carret and Company LLC, acting as Portfolio Manager to both institutions and high-net-worth individuals. From 1988 to 1995, Mr. Helme rose to Senior Investment Officer and Chairman of the Investment Policy Committee at Republic National Bank (HSBC, USA). At the bank and various holding company subsidiaries, Mr. Helme was responsible for all Trust and Investment Management portfolio investments for separate accounts and several mutual fund strategies, both onshore and offshore. Previously, he was Vice President of Investments for Moran Asset Management, a leading investment counselor and mutual fund advisor. He began his career at Ernst & Company, New York Stock Exchange, and American Stock Exchange Specialists. Mr. Helme graduated from New York University Stern School of Business. He lives in Miami and is active in the community
Work with the following types of clients
  • Businesses, Non-Profit Organizations, Individual Investors
Foreign Languages Serviced
  • Spanish
Advisory Services Provided
  • Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Education Funding and Planning

Compliance

Registered Investment Advisor
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • I have a clean record
Criminal Disclosures in Last 5 years
  • I have a clean record

Qualifications & Membership

Securities Licenses
  • Series 65

Firm Information

Firm's Number of Clients
  • 80
Firm's Number of Planning Clients
  • 25
Firm's Number of Managed Clients
  • 80
Assets Managed by Firm
  • 116,000,000
Advisor's Number of Clients
  • 50
Advisor's Number of Managed Clients
  • 50
Advisor's Number of Planning Clients
  • 17
Assets Managed by Advisor
  • 155,000,000

Compensation and Fees

Fee Structure
  • Fee-Only
Minimum Portfolio Size for New Managed Accounts
  • $500000
Compensation Methods
  • Based on Assets
Fee % Based on Assets
  • 25-125 BPs
Additional Details on Charges
  • Fee is dependent on asset allocation mix.
Minimum Fee Charged for Managed Accounts
  • None
Minimum Fee Charged for Hourly Planning Accounts
  • N/A

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1889393/paladinregistry-BH-Asset-Management,-LLC-detailed-disclosure.html