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Dan + Brown - Financial Advisor in Cincinnati, OH

Paladin Research Report For:

Dan Brown

National Wealth Management Group / LPL Financial

11260 Chester Rd Suite 250
Cincinnati, OH 45246
513-252-6140

General Information

Firm Start Year
  • 1996
No.of Employees
  • 2-4
CRD#
  • 4163118
Firm CRD#
  • 6413
Insurance License#
  • 60172
States Licensed in
  • ohio,TN,KY, IN ,FL
Years of Experience in Financial Services
  • 26
Number of Years with Current Firm
  • 2
Work Experience
  • I am a Fiduciary , and have 25 years in the financial service industry , and I specialize in helping my clients find the appropriate amount of risk to reach their financial goals. I typically have fees that are consistently lower than the industry norms. A written financial plan is included for all clients with 250k or more to invest.
Work with the following types of clients
  • Non-Profit Organizations, Individual Investors, Businesses
Advisory Services Provided
  • Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Retirement Planning

Compliance

Registered Representative
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • Have a clean record
Criminal Disclosures in Last 5 years
  • Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • CWS®
Securities Licenses
  • Series 66, Series 53, Series 7, Series 6
Insurance and Annuity Licenses
  • Variable Life, Variable Annuity, Life, Long Term Care, Annuity

Firm Information

Advisor's Number of Clients
  • 250
Advisor's Number of Managed Clients
  • 200
Advisor's Number of Planning Clients
  • 100
Assets Managed by Advisor
  • $40,000,000

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • $25000
Compensation Methods
  • Based on Assets
Minimum Fee Charged for Hourly Planning Accounts
  • na

BASIC INFORMATION NEEDED FOR THE INQUIRY