Align Wealth Group- Financial Advisor West Hartford, CT

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About Align Wealth Group

To know where you're going, a map is a helpful tool. By developing a sophisticated financial plan, we're able to seamlessly implement your investment portfolio with real time updates. We believe the heart of any strong relationship is communication. We strive to provide a fresh communication strategy that fits your lifestyle, while providing timely updates and clear direction on your finances and investments.

See Disclosures

General Information

Firm CRD#

6413

Name of Broker/Dealer

LPL FINANCIAL LLC

States Licensed in

CT, MA, FL, GA, MI, NC, NH, NY, PA, RI, SC

Work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Financial Planning, Portfolio Management, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Retirement Planning

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®, CPWA^®

Securities Licenses

Series 6, Series 66, Series 65, Series 63, Series 24, Series 7

Insurance and Annuity Licenses

Accident, Annuity, Life, Variable Annuity, Long Term Care, Variable Life

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

250K+

Compensation Methods

Based on Assets, Commissions, Flat Fee, Hourly

Disclosures

PaladinRegistry.com provides referrals to financial professionals of LPL Financial, LLC (LPL). PaladinRegistry.com is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay PaladinRegistry.com cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

LPL ADV 2A

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf

Disclaimer

Securities and Advisory Services offered through LPL Financial, a Registered Investment Advisor. Member FINRA & SIPC The LPL Financial registered representatives associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

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Align Wealth Group