LPL Financial- Financial Advisor Utica, MI

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About LPL Financial

Financial consultants backed by LPL Financial have become a leading source of objective guidance for accumulating and managing personal wealth.

See Disclosures

General Information

Firm Start Year

2011

No. of Employees

Firm CRD#

6413

Name of Broker/Dealer

LPL Financial

Work with the following types of clients

Individual Investors

Advisory Services Provided

Money Management, Education Funding and Planning, Financial Planning for Individuals, Wealth Management, Financial Advice & Consulting, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management

Compliance

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Firm Information

Firm's Number of Clients

Assets Managed by Firm

$120,000,000

Assets Managed by Advisor

$120,000,000

Compensation and Fees

Fee Structure

Fee-Only

Minimum Portfolio Size for New Managed Accounts

$50,000

Compensation Methods

Based on Assets

Disclosures

PaladinRegistry.com provides referrals to financial professionals of LPL Financial, LLC (LPL). PaladinRegistry.com is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay PaladinRegistry.com cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

LPL ADV 2A

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/wiseradvisor/wiseradvisor-lpl-detailed-disclosures.pdf

Disclaimer

Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker/dealer (member FINRA/SIPC). Insurance products are offered through LPL Financial or its licensed affiliates. Michigan Schools and Government Credit Union and MSGCU Investment Services are not registered as a broker/dealer or investment advisor. Registered representatives of LPL offer products and services using MSGCU Investment Services, and may also be employees of Michigan Schools and Government Credit Union. These products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, Michigan Schools and Government Credit Union or MSGCU Investment Services. Securities and insurance offered through LPL or its affiliates are: " Not Insured by NCUA or Any Other Government Agency " Not Credit Union Guaranteed " Not Credit Union Deposits or Obligations " May Lose Value The LPL Financial Registered Representative(s) associated with this site may only discuss and/or transact securities business with residents of the following states: FL, MI, NV, VA

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LPL Financial