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Paladin Research Report For:

Coastal Wealth Management

APMA®CRPC®CPACMFC®CFP®CFA®
56 Williams Avenue
Mystic, CT 06355
860-245-0251

About Coastal Wealth Management

Putting clients first; it's what we do.

We provide personalized financial advice to help you make it through today's challenges and stay focused on tomorrow's goals. It's our honor to share that Ameriprise earned a 2021 Hearts & Wallets Top Performer recognition in:

  • "Unbiased, puts my interest first"
  • "Investment ideas knowledgeable, timely, and tactical"
  • "Offers personal financial advice"
  • Your financial goals are individual, and we can help you achieve them.

    We take the time to understand whats truly important to you, whether its saving for college, retiring the way you want, making smart investments or anything else.

    The personalized financial advice we offer can help you prepare for the expected and unexpected things in life. As a result, you can feel more confident, connected and in control of your financial life.

    With the right financial advice, life can be brilliant.

    We focus as a firm on the following niches: retirement planning strategies, tax planning strategies, and employee stock options.

    See Disclosures

    General Information

    Firm Start Year
    • 2007
    No. of Employees
    • 10-19
    Firm CRD#
    • 6161
    Insurance License#
    • 6371173
    Name of Broker/Dealer
    • Ameriprise
    Name of Custodial Firm
    • Ameriprise
    States Licensed in
    • All States
    Years of Experience in Financial Services
    • 22
    Number of Years with Current Firm
    • 2
    Work with the following types of clients
    • Non-Profit Organizations, Individual Investors, Businesses
    Foreign Languages Serviced
    • English
    Advisory Services Provided
    • Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Legal Advice and Services, Risk Management, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management

    Compliance

    Registered Investment Advisor
    • Yes
    Registered Representative
    • Yes
    Investment Advisor Representative
    • Yes
    Acknowledged fiduciary
    • Yes
    Compliance Disclosures in Last 5 years
    • Have a clean record
    Criminal Disclosures in Last 5 years
    • Have a clean record

    Qualifications & Membership

    Certifications, Accreditations & Designations
    • CFP®, CFA®, CPA, CMFC®, CRPC®, APMA®
    Securities Licenses
    • Series 6, Series 7, Series 24, Series 53, Series 63, Series 65, Series 66
    Insurance and Annuity Licenses
    • Variable Life, Long Term Care, Disability, Property, Casualty, Accident, Annuity, Health, Life, HMO, Variable Annuity

    Firm Information

    Firm's Number of Clients
    • 1500
    Firm's Number of Planning Clients
    • 280
    Firm's Number of Managed Clients
    • 1500
    Assets Managed by Firm
    • 815000000
    Advisor's Number of Clients
    • 1500
    Advisor's Number of Managed Clients
    • 1500
    Advisor's Number of Planning Clients
    • 280
    Assets Managed by Advisor
    • 815,000,000

    Compensation and Fees

    Fee Structure
    • Fee-Based
    Minimum Portfolio Size for New Managed Accounts
    • 500,000
    Compensation Methods
    • Based on Assets, Flat Fee
    Fee % Based on Assets
    • 1
    Additional Details on Charges
    • The only fee charged is the management fee plus a comprehensive planning fee if you choose financial planning. We do not charge extra for ticket charges or administrative charges.
    Minimum Fee Charged for Managed Accounts
    • 0
    Minimum Fee Charged for Hourly Planning Accounts
    • 0

    Education

    Bachelors - Economics

    Yale University
    09/01/1995 -05/01/1999

    Disclosures

    PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

    Additional Detailed Disclosures
    https://www.paladinregistry.com/disclosure/1890205/paladinregistry-Coastal-Wealth-Management-detailed-disclosure.html

    Disclaimer

    Ameriprise financial advisors are individually registered to do business only in certain U.S. states. Please refer to an advisors personal website, for additional details.

    Investment advisory products and services are made available through Ameriprise Financial Services, LLC, a registered investment adviser.

    Ameriprise Financial Services, LLC. Member FINRA and SIPC.

    © 2005-2021 Ameriprise Financial, Inc. All rights reserved. Users of this site agree to be bound by the terms of the Ameriprise Financial Website Rules and Regulations.