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Coastal + Wealth Management - Financial Advisor in Mystic, CT

Paladin Research Report For:

Coastal Wealth Management

CRPC® CPA APMA® CFA® CFP® CMFC®
56 Williams Avenue
Mystic, CT 06355
860-245-0251
Visit Website
https://www.ameripriseadvisors.com/team/coastal-wealth-management/

General Information

Firm Start Year
  • 2007
No. of Employees
  • 10-19
Firm CRD#
  • 6161
Insurance License#
  • 6371173
Name of Broker/Dealer
  • Ameriprise
Name of Custodial Firm
  • Ameriprise
States Licensed in
  • All States
Years of Experience in Financial Services
  • 22
Number of Years with Current Firm
  • 2
Work with the following types of clients
  • Businesses, Non-Profit Organizations, Individual Investors
Foreign Languages Serviced
  • English
Advisory Services Provided
  • Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Legal Advice and Services, Financial Advice & Consulting

Compliance

Registered Investment Advisor
  • Yes
Registered Representative
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • Have a clean record
Criminal Disclosures in Last 5 years
  • Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • CFP®, CFA®, CPA, APMA®, CMFC®, CRPC®
Securities Licenses
  • Series 6, Series 7, Series 24, Series 53, Series 63, Series 65, Series 66
Insurance and Annuity Licenses
  • Long Term Care, Accident, Annuity, Health, Life, Disability, Variable Life, HMO, Casualty, Property, Variable Annuity

Firm Information

Firm's Number of Clients
  • 1500
Firm's Number of Planning Clients
  • 280
Firm's Number of Managed Clients
  • 1500
Assets Managed by Firm
  • 815000000
Advisor's Number of Clients
  • 1500
Advisor's Number of Managed Clients
  • 1500
Advisor's Number of Planning Clients
  • 280
Assets Managed by Advisor
  • 815,000,000

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • 500,000
Compensation Methods
  • Based on Assets, Flat Fee
Fee % Based on Assets
  • 1
Additional Details on Charges
  • The only fee charged is the management fee plus a comprehensive planning fee if you choose financial planning. We do not charge extra for ticket charges or administrative charges.
Minimum Fee Charged for Managed Accounts
  • 0
Minimum Fee Charged for Hourly Planning Accounts
  • 0

Education

Bachelors - Economics
  • Yale University
    09/01/1995 - 05/01/1999

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures

https://www.paladinregistry.com/disclosure/1890205/paladinregistry-coastal-wealth-management-detailed-disclosure

Disclaimer

Ameriprise financial advisors are individually registered to do business only in certain U.S. states. Please refer to an advisors personal website, for additional details.

Investment advisory products and services are made available through Ameriprise Financial Services, LLC, a registered investment adviser.

Ameriprise Financial Services, LLC. Member FINRA and SIPC.

© 2005-2021 Ameriprise Financial, Inc. All rights reserved. Users of this site agree to be bound by the terms of the Ameriprise Financial Website Rules and Regulations.

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Connect with us

  • Office Address
    12150 Monument Drive, Suite 700
    Fairfax, VA, 22033
  • Telephones
    Tel: 703-651-2060
    Fax: 703-259-4487
  • Social Networks

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