Menu

Paladin Research Report For:

Allworth Financial

1800 West Loop South, Suite 1980
Houston, TX 77027
888-242-6766

About Allworth Financial

Allworth Financial has been providing transparent, straightforward, and honest financial advice to individuals and families for more than 26 years. They are a fiduciary, fee-based firm that focuses on helping people achieve financial confidence. The advisors at Allworth are not salespeople, so their sole interest is providing the recommendations and advice people need to hear. During your free consultation, the advisor will listen to your goals, answer your questions, and lay out a series of next steps for success.

See Disclosures

General Information

Firm Start Year
  • 1993
No. of Employees
  • 100-499
Firm CRD#
  • 111167
Name of Broker/Dealer
  • AW Securities
Name of Custodial Firm
  • TD Ameritrade
Work with the following types of clients
  • Individual Investors, Businesses
Advisory Services Provided
  • Retirement Planning, Estate Planning & Trusts, Tax Advice and Services

Compliance

Compliance Disclosures in Last 5 years
  • Have a clean record
Criminal Disclosures in Last 5 years
  • Have a clean record

Firm Information

Firm's Number of Clients
  • 12,000
Assets Managed by Firm
  • $10,000,000,000

Compensation and Fees

Fee Structure
  • Fee-Based

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

https://allworthfinancial.com/disclosures

Additional Detailed Disclosures

https://www.paladinregistry.com/disclosure/1889532/paladinregistry-allworth-financial-detailed-disclosure

Disclaimer

Advisory services offered through Allworth Financial, a Registered Investment Advisor. Securities offered through AW Securities, a Registered Broker/Dealer, member FINRA/SIPC.

BASIC INFORMATION NEEDED FOR THE INQUIRY