Anna Hartwell

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About Anna Hartwell

Finance is more than a profession to meits a passion I bring to my work every day. I hold a bachelors degree in business management and economics, with a focus on finance. My approach goes beyond numbers and asset management; it centers on client goals and values. My process is simple: I take the time to understand client goals and offer solutions designed to support the goals because I believe the best returns are measured in moments, not markets.

See Disclosures

General Information

Firm Start Year

2021

No. of Employees

CRD#

6063419

Firm CRD#

23131

Insurance License#

1182981

Name of Broker/Dealer

Osaic Wealth

Name of Custodial Firm

Pershing, LLC and AssetMark

States Licensed in

Securities: FL, MI, NC, NY, SC, VA Investment Advisor: NC, NY, TX

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Primerica - 2 years - life insurance and annuities Prudential - 3 years - life insurance and annuities Sagepoint who was bought by Osaic - 8+ years investment advisor & financial planning

Work with the following types of clients

Businesses, Individual Investors

Foreign Languages Serviced

None

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Education Funding and Planning

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 6, Series 7, Series 63, Series 65

Insurance and Annuity Licenses

Disability, Annuity, Variable Life, Long Term Care, Variable Annuity, Life

Firm Information

Firm's Number of Clients

Firm's Number of Planning Clients

Firm's Number of Managed Clients

Assets Managed by Firm

$25,767,086

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$25,787,026

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Based on Assets, Hourly, Commissions

Fee % Based on Assets

Hourly Rate

$250

Minimum Fee Charged for Managed Accounts

$2500

Minimum Fee Charged for Hourly Planning Accounts

$250

Education

Bachelor of Science - Business Management, Economics and Finance

SUNY Empire
01/2021 -05/2025

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1891965/paladinregistry-Hartwell-Financial-Strategies-detailed-disclosure.html

Disclaimer

Securities and investment advisory services offered through Osaic Wealth, Inc. member FINRA/SIPC. Osaic Wealth is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth.

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Paladin Research Report For:

Hartwell Financial Strategies