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Paladin Research Report For:

Paul Schatz

Heritage Capital, LLC

1 Bradley Road
Suite 202
Woodbridge, CT 06525
203-389-3553

About Paul Schatz

Paul Schatz, Founder, and President of Heritage Capital has a wealth of experience investing in equities, fixed income, options, and futures. While he is best known for his equity index and precious metals models, his technical driven strategies have taken him into other asset classes as well. Paul is a recognized pioneer and expert in the exchange-traded fund (ETF) field, having employed them in his work since 1994. Additionally, he has consulted for many of today's ETF purveyors on new product development and is a highly sought after speaker in the field.

See Disclosures

General Information

Firm Start Year
  • 0
CRD#
  • 2241878
Name of Custodial Firm
  • Fidelity/National Financial Srvs
Years of Experience in Financial Services
  • 32
Number of Years with Current Firm
  • 18
Work with the following types of clients
  • Businesses, Individual Investors
Advisory Services Provided
  • Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Individuals, Financial Planning for Businesses, Money Management, Financial Advice & Consulting, Investment Advice & Management, Financial Planning, Portfolio Management, Wealth Management, 401K Rollovers, Retirement Planning

Compliance

Registered Investment Advisor
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • Have a clean record
Criminal Disclosures in Last 5 years
  • Have a clean record

Firm Information

Advisor's Number of Clients
  • 119
Advisor's Number of Managed Clients
  • 129
Advisor's Number of Planning Clients
  • 64

Compensation and Fees

Compensation Methods
  • Based on Assets, Hourly
Fee % Based on Assets
  • 1%-2%
Hourly Rate
  • $300

Education

BA Political Science -

University of Rochester
-

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1886604/paladinregistry-Heritage-Capital,-LLC-detailed-disclosure.html