Paladin Research Report For:
Sofia Dumansky
Legatum Financial LLC
About Sofia Dumansky
Sofia Dumansky, Financial Adviser through Eagle Strategies LLC, A Registered Investment Advisor, owns and operates Legatum Financial LLC. She began her career in the financial services industry in 2007 and has acquired extensive knowledge through her unique and diverse experiences that have proved invaluable to her clients.
Combining the use of a macro-financial process, Sofia's clients benefit from more efficient and cost-effective techniques designed to help achieve their identified and unique goals. She believes that: The greatest challenge people face in today's financial environment is trying to realize all of their financial objectives with finite resources. We look for strategic positioning and movement of money to accomplish our clients' objectives. Her mission is to help her clients envision, create, and implement strategies that will achieve benefits in the areas of wealth accumulation, tax strategies, and improved protection management for a more enjoyable financial life.
Sofia maintains life and health insurances, and securities licenses FINRA Series 6, 63, 65 and 7. She is a Certified Financial Planner. She is a Life Time and Qualifying Member of the Million Dollar Round Table (MDRT), is currently a Community Leader, and has been actively involved in the Innovation, Bylaws, and Ethics Committees. Sofia has also been named by Forbes as Top in State Financial Services Professional for 2023, 2024, and 2025.
Sofia migrated with her family to the United States from Ukraine in 1992 and speaks Ukrainian and Polish fluently, as well as understands Russian. She continues to be an active member of the Ukrainian and Polish communities and is involved in her local chamber of commerce and BNI (Business Networking International).
Sofia is also a co-founder of Maidan United Inc., a Hartford-based non-profit focusing on delivering much needed medical supplies to Ukraine. She's an active board member of NAIFA (National Association of Insurance and Financial Advisors) and previously served two terms as President. She is also a past board member and Treasurer for COHI (Connecticut Oral Health Initiative).
Sofia graduated from UCONN with a Bachelor of Science in Management (BSM) from the School of Business with a minor in International Business. In 2006, she received her Masters of Science in Management (MSM) with Honors and in 2008 obtained her Masters of Business Administration (MBA) with Honors, both from Albertus Magnus College.
Sofia enjoys playing tennis and volleyball, as well as skiing and hiking.
General Information
Firm Start Year
- 2007
No. of Employees
- 1
CRD#
- 4823558
Firm CRD#
- 4823558
Insurance License#
- 8051217
States Licensed in
- CT, MA, NY, NJ, PA, IO, FL, NC, CA, AL, DC
Years of Experience in Financial Services
- 18
Number of Years with Current Firm
- 18
Work Experience
- Sofia Dumansky, Financial Adviser through Eagle Strategies LLC, A Registered Investment Advisor, owns and operates Legatum Financial LLC. She began her career in the financial services industry in 2007 and has acquired extensive knowledge through her unique and diverse experiences that have proved invaluable to her clients.
Sofia maintains life and health insurances, and securities licenses FINRA Series 6, 63, and 65. She is a Qualifying Member of the Million Dollar Round Table (MDRT), is currently a Community Leader, and has been actively involved in the Innovation, Bylaws, and Ethics Committees.
Sofia offers a variety of products that can help you meet a number of insurance and financial needs, including, but not limited to college funding, retirement, managing costs for extended periods of care and lifetime income strategies. Please contact me to help you fully analyze your needs and recommend appropriate solutions.
In addition to a Financial Adviser offering investment advisory services through Eagle Strategies LLC, A Registered Investment Adviser, I am also licensed as an Agent with New York Life Insurance Company and a Registered Representative of and offer securities products & services through NYLIFE Securities LLC, (Member FINRA/SIPC), A Licensed Insurance Agency. Eagle Strategies LLC and NYLIFE Securities LLC are New York Life Companies.
Neither Legatum Financial LLC nor New York Life Insurance Company, or its agents, provide tax, legal, or accounting advice. Please consult your own tax, legal, or accounting professionals before making any decisions.
Legatum Financial LLC is not owned or operated by New York Life Insurance Company or its affiliates.
Work with the following types of clients
- Businesses, Individual Investors
Foreign Languages Serviced
- Ukrainian, Polish
Advisory Services Provided
- Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Risk Management
Compliance
Registered Representative
- Yes
Investment Advisor Representative
- Yes
Acknowledged fiduciary
- Yes
Compliance Disclosures in Last 5 years
- I have a clean record
Criminal Disclosures in Last 5 years
- I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
- CFP®, CLTC®, LUTCF®, MBA, MSM
Securities Licenses
- Series 65, Series 6, Series 7, Series 63
Insurance and Annuity Licenses
- Annuity, Life, Variable Annuity, Long Term Care, Disability, Variable Life
Firm Information
Advisor's Number of Clients
- 732
Advisor's Number of Planning Clients
- 98
Total Assets Under Management by Advisor
- 35,000,000
Compensation and Fees
Fee Structure
- Fee-Based
Minimum Portfolio Size for New Managed Accounts
- 250,000
Compensation Methods
- Commissions, Based on Assets
Additional Details on Charges
- All fees are disclosed at the time of presentation.
Minimum Fee Charged for Managed Accounts
- Based on Account Siz
Minimum Fee Charged for Hourly Planning Accounts
- N/A
Education
BS -
UCONN
1998 -2003
MBA, MSM -
Albertus Magnus
2005 -2009
Disclosures
PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1892963/paladinregistry-Legatum-Financial-LLC-detailed-disclosure.html
Disclaimer
Sofia Dumansky is an agent licensed to sell insurance through New York Life Insurance Company and may be licensed with various other independent unaffiliated insurance companies in the states of AL, CA (CA Insurance License #0L28332), CO, CT, DC, FL, GA, IA, IL, MA, NC, NJ, NV, NY, PA, TN, TX, and VA. No insurance business may be conducted outside the states referenced. As a New York Life Agent, Sofia Dumansky is licensed and authorized to offer insurance in California, but Legatum Financial LLC may not be. For additional information on California licensure status, please click here. Sofia Dumansky is a Registered Representative of and offers securities products & services through NYLIFE Securities LLC, Member FINRA/SIPC, a licensed insurance agency, and a wholly-owned subsidiary of New York Life Insurance Company, 100 Northfield Dr Ste 200, Windsor, CT, 06095, 860-298-1064. In this regard, this communication is strictly intended for individuals residing in the states of AL, CA, CT, FL, MA, NC, NV, NY, TX, and VA. No offers may be made or accepted from any resident outside the specific states referenced. Sofia Dumansky is also a Financial Adviser with Eagle Strategies LLC, a Registered Investment Adviser, and a wholly-owned subsidiary of New York Life Insurance Company, offering advisory services in the states of AL, CA, CT, FL, MA, NC, NV, NY, and VA. As such, these services are strictly intended for individuals residing in the states referenced. The Million Dollar Round Table (MDRT), The Premier Association of Financial Professionals®, is recognized globally as the standard of excellence for life insurance sales performance in the insurance and financial services industry. Legatum Financial LLC is not owned or operated by NYLIFE Securities LLC or its affiliates. Neither Legatum Financial LLC nor its associates are in the business of offering tax, legal, or accounting advice. Please consult your own tax, legal, or accounting professional before making any decisions.
Paladin Advisors