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Paladin Research Report For:

David Bobrowsky

Gateway Financial Advisors, Inc.

CFP®Chartered SRI CounselorChFC®CLU®
1990 N California Blvd, 8th floor
Suite #867
Walnut Creek, CA 94596
925-322-0799

About David Bobrowsky

David has been directly advising clients as a financial planner for 25 years. David joined Gateway Financial Advisors, Inc. and became affiliated with Cambridge Investment Research, Inc. as a Registered Representative and Investment Advisor Representative in 2014 in order to be able to offer completely independent advice to his clients.

David has been a Certified Financial Planner practitioner since 2004. He earned the Chartered Life Underwriter® designation in 2005 and the Chartered Financial Consultant® designation in 2010, both through the American College of Bryn Mawr, PA. Recently, David completed additional training in 2020 to become a Chartered Socially Responsible Investing Counselor (CSRIC®) to better serve the needs of my clients desiring to incorporate their values in their portfolios with sustainable, responsible, and impact investments. David is a member of the Financial Planning Association and the Northern California Planned Giving Council.

David is a graduate of UCLA with a B.A. in Political Science, and also holds a M.A. and M.Phil. in Politics from NYU, where he pursued and published doctoral research on the causes and impact of the social investing movement.

See Disclosures

General Information

Firm Start Year
  • 2000
No. of Employees
  • 1
CRD#
  • 4261724
Firm CRD#
  • 39543
Insurance License#
  • CA 0D11810
Name of Broker/Dealer
  • Cambridge Investment Research, Inc.
States Licensed in
  • CA, CO, GA, HI, NM, NV, OR, VA and WA
Years of Experience in Financial Services
  • 25
Number of Years with Current Firm
  • 11
Work Experience
  • Financial Planner:

    Gateway Financial Advisors, Inc. June 2014 to Present

    LPL Financial: 2009 to June 2014

    Lincoln Financial Advisors: 2002 to 2009

    American Express Financial Advisors: 2000 to 2002

Work with the following types of clients
  • Individual Investors, Businesses
Advisory Services Provided
  • Financial Planning for Individuals, Financial Planning for Businesses, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning

Compliance

Registered Representative
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • I have a clean record
Criminal Disclosures in Last 5 years
  • I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • CFP®, CLU®, ChFC®, Chartered SRI Counselor
Securities Licenses
  • Series 66, Series 7
Insurance and Annuity Licenses
  • Variable Annuity, Variable Life, Long Term Care, Life, Disability, Health, Annuity
Financial Organization Memberships
  • Financial Planning Association (FPA), Northern California Planned Giving Council

Firm Information

Firm's Number of Clients
  • 60

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • $500,000
Compensation Methods
  • Commissions, Hourly, Based on Assets
Fee % Based on Assets
  • 1-2%

Education

Bachelor of Arts - Political Science

UCLA
September 1987 -June 1991

Master of Arts - Politics

New York University
September 1992 -June 1994

Master of Philosphy - Politics

New York University
July 1994 -May 2003

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1816067/paladinregistry-Gateway-Financial-Advisors,-Inc.-detailed-disclosure.html

Disclaimer

David is a Registered Representative with, and securities offered through Cambridge Investment Research, Inc., Member FINRA/SIPC (please see website section above for hyperlinks to FINRA/SIPC). Investment Advisory services offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. Gateway Financial Advisors, Inc. and Cambridge are not affiliated. Registered to conduct securities business in CA, CO, GA, HI, NV, OR, VA and WA.