Brian Penney

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About Brian Penney

Brian Penney takes stewardship of his client's finances as seriously as he takes his own. As a personal financial professional his investment recommendations are made first and foremost with your best interest in mind. Brian proudly holds himself and the firm to the highest ethical and legal standards.

What keeps Brian coming to work, though, is learning new strategies for clients, meeting new people, and building and reviewing client portfolios. He's a my-clients-come-first kind of adviser. That means maintaining his independence, so clients know he's acting according to their goals and not according to some corporate agenda. It's the best outlet for his love of people and his love of economics and the markets. He knows what he's doing is helping shape people's financial lives. Before moving forward with any financial plan, he listens carefully to your values and your vision for the future and for your legacy. His goal is to help you define and refine your vision, honor your decisions, and help you achieve those goals.

Brian holds his life, health, LTC, and securities licenses. He is a member of the Million Dollar Roundtable and a Platinum Advisor. When he's not at work, he enjoys golf, family movie night, and travel with his family, including his wife, Tammie, and their four kids.

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General Information

Firm Start Year

2009

No. of Employees

automated call

CRD#

3051604

Firm CRD#

37031

States Licensed in

AZ, IL, FL

Years of Experience in Financial Services

Number of Years with Current Firm

Work with the following types of clients

Individual Investors, Businesses

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Education Funding and Planning

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 65, Series 6

Insurance and Annuity Licenses

HMO, Life, Health, Variable Annuity, Annuity, Variable Life, Long Term Care

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Based on Assets, Commissions

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
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Paladin Advisors

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