Michael Travis

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About Michael Travis

In 1977 I began my investment career and 5 years later, in 1982, my dad and I formed our firm. Our desire in establishing our firm was to offer clients a private firm that would be able to provide independent, objective financial advice, opposed to the large financial firms that were focusing more on the sale of financial products than providing financial advice. Today, over 40 years later, we are more convinced than ever of the importance for clients to establish a long-term relationship with a trusted financial advisor who is in the position to be able to offer independent, objective advice that is focused on meeting their personal financial needs, goals and concerns. To better assist our clients in meeting their financial needs, I entered the College for Financial Planning study program, and in 1987 I successfully completed their Certified Financial Planner program, and was awarded the CFP designation.

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General Information

CRD#

838694

Firm CRD#

6413

Years of Experience in Financial Services

Number of Years with Current Firm

Work with the following types of clients

Individual Investors, Businesses

Advisory Services Provided

Education Funding and Planning, Financial Planning for Individuals, Risk Management, Financial Advice & Consulting, Investment Advice & Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities

Compliance

Registered Representative

Investment Advisor Representative

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®

Securities Licenses

Series 24, Series 7

Insurance and Annuity Licenses

Annuity, Life, Variable Annuity, Long Term Care, Disability, Variable Life

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Based on Assets, Commissions

Fee % Based on Assets

Disclosures

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Additional Detailed Disclosures

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Disclaimer

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