Joseph J Mastroianni

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About Joseph J Mastroianni

Success means something different to everyone. We help clients identify what financial success means to them and then help to provide them with the blueprint and oversight to build toward their specific goals. We design each plan to properly leverage resources with a goal of creating maximum positive impact on their lives and the lives of those important to them.

We engage with our clients by delivering a wide range of options including full service financial planning, tax reduction strategies, integration of business interests, real estate holdings, and investment strategies. We also offer Fiduciary Portfolio Management on a case-by-case basis as needed.

Before entering the financial services industry, I graduated Hodges University, College of Business Cum Laude with a degree in Financial Management.

See Disclosures

General Information

Firm Start Year

2020

No. of Employees

CRD#

4937142

Firm CRD#

6413

Insurance License#

W120198

Name of Broker/Dealer

LPL FINANCIAL LLC

States Licensed in

FL, PA, NY, GA, CA, TX, VA, AL, NJ

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

My experience extends to multiple areas of finance for over 20 years. I have worked in banking and finance for many of the national large firms including Bank of America, Merrill Lynch, Allstate, and Wells Fargo Advisors. Over the years I have acquired experience in credit, lending, insurance, and small business services. In 2020, I broke away to start my own independent firm and partner with LPL to laser focus on financial planning and Fiduciary Asset Management for a select group of clients. Working as an independent Advisor allows the creativity and flexibility to choose the right research, analytics, and planning tools to best serve our clients.

Work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations

Foreign Languages Serviced

English

Advisory Services Provided

Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CRPC^®

Securities Licenses

Series 6, Series 7, Series 63, Series 66

Insurance and Annuity Licenses

Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability

Firm Information

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

50MM

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

500K

Compensation Methods

Based on Assets, Flat Fee

Additional Details on Charges

We offer full pricing flexibility by providing services ranging from fee for service planning to comprehensive consulting and asset management. Financial Planning typically range between $1500-$5000 initial planning fee depending on the scope and complexity required. Ongoing financial consulting and asset management fees are priced based on the size and complexity of assets being managed. Additional services including Trust & Fiduciary management, coordination with CPAs, Attorney's, Health Care Professionals, LTC and CCFs can also be arranged.

Minimum Fee Charged for Managed Accounts

No minimum Fee

Minimum Fee Charged for Hourly Planning Accounts

Not Applicable

Education

Financial Management - Finance

Hodges University
09/1997 -05/2000

Disclosures

PaladinRegistry.com provides referrals to financial professionals of LPL Financial, LLC (LPL). PaladinRegistry.com is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay PaladinRegistry.com cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

LPL ADV 2A

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/wiseradvisor/wiseradvisor-lpl-detailed-disclosures.pdf

Disclaimer

Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC.

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