JosephJ Mastroianni- Financial Advisor Venice, FL

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About Joseph J Mastroianni

365 Wealth Partners is a comprehensive wealth management firm bringing elite planning and investment strategies to our clients everyday.

We believe that success is indeed realistic and achievable for anyone who is willing to commit to it. Commitment includes an honest and respectful exchange of ideas, making thoughtful and conscious decisions, and having the courage to embrace change as it becomes necessary.

We broke away from the big banks to start our own firm with an obsessive focus on improving client outcomes using active risk management, enriching client knowledge, and understanding client expectations.

We also believe in clients understanding the role their 'advisor' has in their financial lives. Our goal is to bring truth to light with regards to your financial relationships.

We believe in thinking 'outside the box' and we are not afraid to challenge conventional wisdom in our approach to investing and preserving wealth. This includes our distinctive approach called 'mathmotional investing' where we help clients make small mathematical decisions that alleviate some of the anxiety associated with the uncertainty of the market.

All of our energy, commitment, and efforts are focused on you 'the client' and your satisfaction.

See Disclosures

General Information

Firm Start Year

2020

No. of Employees

CRD#

4937142

Firm CRD#

6413

Insurance License#

W120198

Name of Broker/Dealer

LPL FINANCIAL LLC

States Licensed in

FL, PA, NY, GA, CA, TX, VA, AL, NJ

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

My experience extends to multiple areas of finance for over 20 years. I have worked in banking and finance for many of the national large firms including Bank of America, Merrill Lynch, Allstate, and Wells Fargo Advisors. Over the years I have acquired experience in credit, lending, insurance, and small business services. In 2020, I broke away to start my own independent firm and partner with LPL to laser focus on financial planning and Fiduciary Asset Management for a select group of clients. Working as an independent Advisor allows the creativity and flexibility to choose the right research, analytics, and planning tools to best serve our clients.

Work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations

Foreign Languages Serviced

English

Advisory Services Provided

Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CRPC^®

Securities Licenses

Series 6, Series 7, Series 63, Series 66

Insurance and Annuity Licenses

Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability

Firm Information

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

50MM

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

500K

Compensation Methods

Based on Assets, Flat Fee

Additional Details on Charges

We offer full pricing flexibility by providing services ranging from fee for service planning to comprehensive consulting and asset management. Financial Planning typically range between $1500-$5000 initial planning fee depending on the scope and complexity required. Ongoing financial consulting and asset management fees are priced based on the size and complexity of assets being managed. Additional services including Trust & Fiduciary management, coordination with CPAs, Attorney's, Health Care Professionals, LTC and CCFs can also be arranged.

Minimum Fee Charged for Managed Accounts

No minimum Fee

Minimum Fee Charged for Hourly Planning Accounts

Not Applicable

Education

Financial Management - Finance

Hodges University
09/1997 -05/2000

Disclosures

PaladinRegistry.com provides referrals to financial professionals of LPL Financial, LLC (LPL). PaladinRegistry.com is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay PaladinRegistry.com cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

LPL ADV 2A

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/wiseradvisor/wiseradvisor-lpl-detailed-disclosures.pdf

Disclaimer

Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC.

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Paladin Research Report For:

Joseph J Mastroianni

365 Wealth Partners