Al Hargrave

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About Al Hargrave

Al Hargrave is a Certified Public Accountant with over 26 years experience. He has been a wealth advisor for over 20 years and enjoys offering comprehensive wealth management to his clients. By following a personalized, holistic approach, he finds great joy in providing highly customized solutions to each and every client, helping clients to achieve their financial goals.

Before joining Willington Financial, Al graduated from Brown University with a BS in Economics. He also received a certificate in accounting from the Assumption College continuing professional education program.

When not in the office, Al enjoys spending time with his wife and two daughters either on the softball field or on the soccer field.

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General Information

Firm Start Year

1922

CRD#

4536957

Firm CRD#

10358

Name of Broker/Dealer

Cetera Financial Specialists LLC

Years of Experience in Financial Services

Number of Years with Current Firm

Work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations, Trusts, Investment Clubs

Advisory Services Provided

Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Money Management, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Wealth Management, 401K Rollovers, Retirement Planning

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Securities Licenses

Series 6, Series 63, Series 65

Insurance and Annuity Licenses

Disability, Annuity, Health, Life, Variable Annuity, Long Term Care, Variable Life

Firm Information

Total Assets Under Management by Advisor

$115,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Commissions, Flat Fee, Hourly, Based on Assets

Hourly Rate

$250

Education

BS - Economics

Brown University
09/01/1991 -05/31/1995

Disclosures

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Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1891021/paladinregistry-Willington-Financial-detailed-disclosure.html

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Paladin Research Report For:

Willington Financial