JeffreyWilcock- Financial Advisor Tempe, AZ

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About Jeffrey Wilcock

Most people only get one shot at retirement. That's why we help you take the guess work out of the process. Seros360? is a seven part mentoring approach to retirement.

1. Goals

We build a bridge from your idea of retirement to the real thing. What really matters most to you in retirement and understand the steps needed to reach your goals.

2. Risks

Living longer. Rising healthcare costs. Inflation. These are risks everyone faces during retirement. Working together, we can help you identify your risks and plan accordingly.

3. Investments

You need an investment strategy that takes into account your retirement goals, how you view risk, and your timeline for retirement. We take a dynamic money management approach in activley monitoring and adjusting your portfolio.

4. Income

Income is the engine of your retirement. We help you develop a plan so you take the right amount of income in the most tax efficient way possible.

5. Taxes

We help you develop a strategy that balances your tax burden now and throughout retirement.

6. Test Run

Why guess about your retirement? Take a Retirement Test Run. This simulated retirement approach lets you actually experience what it will be like to live on the income you'll have during retirement.

7. Retirement

With lessons from your Retirement Test Run and adjustments to your plan, you are ready to retire with confidence.

See Disclosures

General Information

Firm Start Year

1990

No. of Employees

CRD#

2034946

Firm CRD#

166808

Insurance License#

801440

Name of Broker/Dealer

United Planners Financial Services

Name of Custodial Firm

Axos Advisor Services

States Licensed in

AZ,CA,CO,FL,MI,NV,NM,NY,OK,TX,UT,VA,WA,MN,

Years of Experience in Financial Services

Number of Years with Current Firm

Work with the following types of clients

Individual Investors

Advisory Services Provided

Financial Planning for Individuals, Risk Management, Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, Money Management, Wealth Management, 401K Rollovers

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

RFC^®

Securities Licenses

Series 6, Series 7, Series 22, Series 24, Series 26, Series 63, Series 65, Series 66

Insurance and Annuity Licenses

Long Term Care, Variable Life, Variable Annuity, Life, Health, Annuity, Disability

Financial Organization Memberships

Financial Planning Association (FPA), Registered Financial Consultant (RFC), National Association of Personal Financial Advisors (NAPFA)

Firm Information

Firm's Number of Clients

Firm's Number of Planning Clients

Firm's Number of Managed Clients

Assets Managed by Firm

$155,000,000

Advisor's Number of Clients

Advisor's Number of Managed Clients

Assets Managed by Advisor

$85,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Based on Assets, Hourly, Commissions

Fee % Based on Assets

1.50%

Hourly Rate

$320.00

Minimum Fee Charged for Managed Accounts

Minimum Fee Charged for Hourly Planning Accounts

$320.00

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1875555/paladinregistry-Seros-Financial-detailed-disclosure.html

Disclaimer

Jeffrey P. Wilcock is a Registered Representative offering Securities through United Planners Financial Services, Member FINRA, SIPC. Advisory Services offered Through Seros Financial LLC. Seros Financial and United Planners are independent companies.

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Jeffrey Wilcock

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