Jonathan Briggs

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About Jonathan Briggs

Jon spent the first 10 years of his career as an Advisor and later ran a territory for Pruco Securities in Rochester NY. He moved down to take over an existing practice from a long time and well respected Tampa native. We have clients that have been with the Firm for 30 years and I'm honored to continue on the Firm.

Our goal isn't to be a larger firm, instead we want to maintain a high level of one on one support!

Jon lives with his Wife Jaimie and 3 daughters in Wesley Chapel.

See Disclosures

General Information

Firm Start Year

2015

No. of Employees

CRD#

5809575

Firm CRD#

175258

Insurance License#

W307198

Name of Broker/Dealer

Name of Custodial Firm

Charles Schwab

States Licensed in

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

I have been a Financial Advisor since leaving college 12 years ago. For the first 10 years of my career I ran a practice and later a territory for Pruco Securities in Rochester NY. I moved down here early 2020 and bought into my current Firm. I bought the remaining ownership at the end of last year. We are a small Firm on purpose, we want to be high touch and find additional clients that are good fits.

Work with the following types of clients

Non-Profit Organizations, Individual Investors, Businesses

Foreign Languages Serviced

English

Advisory Services Provided

Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Money Management, Financial Advice & Consulting, Investment Advice & Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning

Compliance

Registered Investment Advisor

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®

Securities Licenses

Series 65

Insurance and Annuity Licenses

Long Term Care, Life, Annuity, Disability

Firm Information

Firm's Number of Clients

Firm's Number of Planning Clients

Firm's Number of Managed Clients

Assets Managed by Firm

$52,000,000

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$52,000,000

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Flat Fee, Based on Assets, Hourly

Fee % Based on Assets

1.5%

Hourly Rate

Additional Details on Charges

We start at 1.5% and drop from there. We don't do asset minimums, instead we do a fee minimum per year ($1500).

Minimum Fee Charged for Managed Accounts

Minimum Fee Charged for Hourly Planning Accounts

Education

Bachelors in BA - Business Administration

SUNY Oswego
8/2006 -5/2010

Disclosures

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Additional Detailed Disclosures
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Paladin Research Report For:

BRIA Capital Group, LLC