JonathanBriggs- Financial Advisor Tampa, FL

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About Jonathan Briggs

We are a Fee Based Firm, we focus on financial planning and wealth management. We do maintain our license to help with Insurance products as necessary. We have always focused on maintaining a small number of clients that we can service and support really well.

See Disclosures

General Information

Firm Start Year

2015

No. of Employees

CRD#

5809575

Firm CRD#

175258

Insurance License#

W307198

Name of Broker/Dealer

Name of Custodial Firm

Charles Schwab

States Licensed in

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

I have been a Financial Advisor since leaving college 12 years ago. For the first 10 years of my career I ran a practice and later a territory for Pruco Securities in Rochester NY. I moved down here early 2020 and bought into my current Firm. I bought the remaining ownership at the end of last year. We are a small Firm on purpose, we want to be high touch and find additional clients that are good fits.

Work with the following types of clients

Non-Profit Organizations, Individual Investors, Businesses

Foreign Languages Serviced

English

Advisory Services Provided

Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Money Management, Financial Advice & Consulting, Investment Advice & Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning

Compliance

Registered Investment Advisor

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®

Securities Licenses

Series 65

Insurance and Annuity Licenses

Long Term Care, Life, Annuity, Disability

Firm Information

Firm's Number of Clients

Firm's Number of Planning Clients

Firm's Number of Managed Clients

Assets Managed by Firm

$52,000,000

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$52,000,000

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Flat Fee, Based on Assets, Hourly

Fee % Based on Assets

1.5%

Hourly Rate

Additional Details on Charges

We start at 1.5% and drop from there. We don't do asset minimums, instead we do a fee minimum per year ($1500).

Minimum Fee Charged for Managed Accounts

Minimum Fee Charged for Hourly Planning Accounts

Education

Bachelors in BA - Business Administration

SUNY Oswego
8/2006 -5/2010

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1890551/paladinregistry-BRIA-Capital-Group,-LLC-detailed-disclosure.html

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Paladin Research Report For:

Jonathan Briggs

BRIA Capital Group, LLC