David Neal

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About David Neal

A tenured and credentialed financial advisor dedicated to helping clients develop and execute their financial plans, David specializes in retirement income planning and investment risk management for individuals, families and business owners. He enjoys helping his clients find solutions to their financial concerns and acts as a resource they can rely on throughout every phase of life.

David holds his B.S. in General Economics. David earned the Chartered Retirement Planning Counselor®, and Chartered Retirement Plans Specialist® designations. Both of these professional designations are offered through the College for Financial Planning and cover both theory and practical application. Designees adhere to national standards of professional conduct and to the terms set forth by the college. David uses these certifications to serve his clients more fully and provide them with a personalized, independent approach. He also holds his Series 7 and 63 securities licenses through LPL Financial, the Series 65 through Coburn Financial and his Life and Health insurance licenses.

Outside of the office, David enjoys spending time with his wife, Jen, and his son, Cameron.

See Disclosures

General Information

Firm Start Year

1923

No. of Employees

20-49

CRD#

4560637

Firm CRD#

284656

Insurance License#

2245027

Name of Broker/Dealer

LPL Financial

Name of Custodial Firm

Fidelity, LPL Financial

Years of Experience in Financial Services

Work Experience

David spent over a decade at Merrill Lynch and Morgan Stanley before starting his independent advisory firm.

Work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Investment Advice & Management, Insurance Products & Annuities, Financial Planning

Qualifications & Membership

Certifications, Accreditations & Designations

CRPC^®

Firm Information

Advisor's Number of Clients

Compensation and Fees

Compensation Methods

Based on Assets, Hourly, Flat Fee, Commissions

Education

BA Economics -

Eastern Connecticut State University
-

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

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Additional Detailed Disclosures
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Disclaimer

Securities offered through LPL Financial, Member FINRA/SIPC. Investment advice offered through Coburn Financial, a registered investment advisor and separate entity from LPL Financial. CRPC and CRPS are conferred by College for Financial Planning.

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Paladin Research Report For:

Coburn Financial