JamesMagaziner- Financial Advisor Shawnee, KS

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About James Magaziner

With over 30 years of experience in the financial services industry. Jim began his financial career with Prudential Securities in Lower Manhattan in the mid 1980's. He then transitioned to Butcher & Singer in Philadelphia where he was involved with both institutional and individual investors.

Jim also served extensively in the trust areas of PNC Bank and National Penn Bank in various investment related roles in personal, institutional and retirement plan areas. Prior to joining LPL Financial, Jim built advisory practices at Raymond James and AXA. Jim received his MBA and BS degrees from Temple University. He holds his Series 7, Series 66 securities registrations through LPL Financial and Life, Health and Disability licenses. Jim resides in Shawnee, KS. He enjoys playing the piano and is a weekend warrior on the local tennis courts

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General Information

Firm Start Year

2011

CRD#

1059970

Firm CRD#

6413

Insurance License#

8910770

Name of Broker/Dealer

LPL Financial

States Licensed in

KS, PA, NJ, FL, MO, NY

Years of Experience in Financial Services

Number of Years with Current Firm

Work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Financial Planning for Individuals, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning

Compliance

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Securities Licenses

Series 66, Series 6, Series 7, Series 63

Insurance and Annuity Licenses

Annuity, Health, Life, Variable Annuity, Accident, Variable Life

Firm Information

Advisor's Number of Clients

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$50,000

Compensation Methods

Based on Assets

Fee % Based on Assets

0.5%-1.25%

Education

MBA - Finance

Temple University
1979 -1981

Disclosures

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LPL ADV 2A

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/wiseradvisor/wiseradvisor-lpl-detailed-disclosures.pdf

Disclaimer

Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC.

The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: NJ, PA, FL, KS, MO, NY.

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Paladin Research Report For:

James Magaziner

LPL/Fort Hill Financial