DanielScott Johnson- Financial Advisor Santa Monica, CA

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About Daniel Scott Johnson

Fee-Only, Fiduciary, RIA Financial Advisory Sudden Wealth Financial Advisory firm specializing in protecting, planning, and growing financial windfalls into lasting legacies. Top examples of sudden wealth and financial windfalls include: Inheritance, selling a business, divorce, lawsuit settlement award, winning the lotto, selling a property, insurance settlement award, athlete/performer success..

RIA registered investment adviser and Licenses real estate agent. Management, Planning, Advising & Guidance including but not limited to commercial and residential real estate, investment portfolio, risk management, tax minimization, cash flow planning, comprehensive retirement income planning, business legacy & estate planning.

See Disclosures

General Information

Firm Start Year

2010

CRD#

5819978

Firm CRD#

309261

Name of Custodial Firm

Charles Schwab

Years of Experience in Financial Services

Work Experience

After a six year stint as a commercial real estate broker in the St. Louis, MO market, he joined Merrill Lynch Wealth Management in Santa Monica, CA and quickly worked his way up to become a top financial advisor in Los Angeles. Daniels gift in investments and financial planning was quickly solidified when starting out in the midst of the 2008 financial crisis at Merrill Lynch he rose to Vice President Financial Advisor. In 2016 Morgan Stanley Wealth Management recognized Daniel as a Rising Star. Daniel proudly carries a perfect regulatory record throughout his career with zero client complaints.

Daniel holds FINRA's (Financial Industry Regulatory Authority) Securities Licenses Series 7 General Securities Representative, Series 66 Uniform Combined State Law, California Real Estate License and obtained the CRPC designation (Chartered Retirement Planning Counselor) from the College of Financial Planning in 2013, inactive. He was an Academic All American (GOLF) while graduating Southeast Missouri State and successfully completed Executive Education in Investment Strategies and Macroeconomics from Columbia Business School in 2022.

Work with the following types of clients

Investment Clubs, Businesses, Individual Investors, Non-Profit Organizations

Foreign Languages Serviced

English

Advisory Services Provided

Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Risk Management, Financial Advice & Consulting, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Estate Planning & Trusts, Investment Advice & Management

Compliance

Registered Investment Advisor

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CRPC^®

Securities Licenses

Series 66, Series 65, Series 63, Series 7

Compensation and Fees

Fee Structure

Fee-Only

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Based on Assets

Fee % Based on Assets

.18% - .37

Additional Details on Charges

Assets Under Management Quarterly Fee

$0 - $1M 0.375%

$1M - $10M 0.25%

$10M+ 0.18%

Minimum Fee Charged for Managed Accounts

.18%/Qrtr

Minimum Fee Charged for Hourly Planning Accounts

included

Education

Bachelor of Arts -

University of Southeast Missouri State
2000 -2002

Executive Education -

Columbia University
2022 -2022

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1891491/paladinregistry-Windfall-Advisors-detailed-disclosure.html

Disclaimer

https://www.windfalladvisors.com/disclaimer SEC Broker Check clean record: https://adviserinfo.sec.gov/firm/summary/309261

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Daniel Scott Johnson

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