R.J.Kelly- Financial Advisor San Diego, CA

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About R.J. Kelly

Our Vision We believe that successful business owners, executives and professionals want and need a comprehensive planning process to ensure the eventual transition and legacy of their business and/or their wealth. Unfortunately, most individuals are too busy running their hectic day-to-day lives and don't take the time to put an integrated and comprehensive plan in place. Our vision is to provide a roadmap to ensure that wealth (which includes: financial, relational, mental, emotional, physical, family, and spiritual wealth) is protected through all stages of the financial life cycle. We bring a unique perspective forged over decades of experience as a multi-disciplinary group. Using our proprietary process built upon trust and clear communication, our perspective encompasses: Asset & risk management - Estate & business transition planning - Retirement & wealth management - Family & employee relationships - Philanthropic & legacy goals Mission Statement We provide a unique and multi-disciplinary planning experience to exceptional entrepreneurs, professionals, executives, and their families using a comprehensive team approach. Value Statement We are committed to being the nation's premier organization for assisting clients in successfully navigating significant business, life, and legacy issues, while creating long-standing and mutually profitable relationships. Our Values Are To ... Provide a warm and welcoming professional experience - Treat our clients, staff and strategic partners with integrity and respect - Develop lasting relationships to help our clients reach their long-term goals - Apply our expert skills, knowledge, and creativity to develop unique and comprehensive solutions - Encourage our clients to make wise philanthropic decisions - Respect our clients privacy by safeguarding personal information - Encourage feedback and initiate positive change - Serve our greater community by engaging in meaningful non-profit activities - Enjoy our team, clients and work environment and have fun in the process!

Visit us at: https://wealthlegacygroup.com/

See Disclosures

General Information

Firm Start Year

2006

No. of Employees

CRD#

1080259

Firm CRD#

145705

Insurance License#

0697059; 251487; 1726327; 1024041; 579090; 677250

States Licensed in

CA, WA, TX, AZ, NC, OR, VA, SD, MS

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

R. J. is an entrepreneur and son of an entrepreneur who sadly died when R. J. was age 18. Experiencing this, upon graduating from university, R. J. set out to build a multi-disciplinary firm to address the various planning concerns and issues of successful entrepreneurs, executives, professionals, and their families. His work experience has thus been focused on advanced planning concerns and has been an independent wealth and financial advisor most of his career.

Work with the following types of clients

Businesses, Individual Investors

Foreign Languages Serviced

English

Advisory Services Provided

Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management

Compliance

Registered Investment Advisor

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

AEP^®, CLU^®, ChFC^®, MSFS, RICP^®, CEPA^®

Securities Licenses

Series 63, Series 65

Insurance and Annuity Licenses

Health, Annuity, Accident, Life, Long Term Care, Disability

Firm Information

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$75,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$1,000,000

Compensation Methods

Commissions, Based on Assets, Hourly, Flat Fee

Fee % Based on Assets

36-125 bps

Hourly Rate

$595

Additional Details on Charges

Our client minimum is normally $1M in assets, but occasionally we accept clients with less than that figure - Our advisory fee is 1% for assets of $500,000 to $3M - Below $500,000 it is 1.25% - From $3M and below $5M, it is 0.88% - From $5M and below $10M, it is 0.68% - From $10M and below $20M, it is 0.52% - From $20M and above, it is 0.36%

Minimum Fee Charged for Managed Accounts

$N/A

Minimum Fee Charged for Hourly Planning Accounts

$N/A

Education

Bachelor of Arts - Business Administration

Washington State University
9/1/1973 -6/1/1977

Master of Science - Financial Services

The American College
10/01/1988 -10/01/1991

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1890515/paladinregistry-Wealth-Legacy-Group,-Inc.-detailed-disclosure.html

Paladin Advisors

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Paladin Research Report For:

R.J. Kelly

Wealth Legacy Group, Inc.