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R.J. + Kelly - Financial Advisor in San Diego, CA

Paladin Research Report For:

R.J. Kelly

Wealth Legacy Group, Inc.

ChFC® RICP® MSFS CLU® CEPA® AEP®
4540 Kearny Villa Road
Suite 114
San Diego, CA 92123
858-569-0633
Visit Website
https://wealthlegacygroup.com

General Information

Firm Start Year
  • 2006
No. of Employees
  • 5-9
CRD#
  • 1080259
Firm CRD#
  • 145705
Insurance License#
  • 0697059; 251487; 1726327; 1024041; 579090; 677250
States Licensed in
  • CA, WA, TX, AZ, NC, OR, VA, SD, MS
Years of Experience in Financial Services
  • 35
Number of Years with Current Firm
  • 16
Work Experience
  • R. J. is an entrepreneur and son of an entrepreneur who sadly died when R. J. was age 18. Experiencing this, upon graduating from university, R. J. set out to build a multi-disciplinary firm to address the various planning concerns and issues of successful entrepreneurs, executives, professionals, and their families. His work experience has thus been focused on advanced planning concerns and has been an independent wealth and financial advisor most of his career.
Work with the following types of clients
  • Businesses, Individual Investors
Foreign Languages Serviced
  • English
Advisory Services Provided
  • Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services

Compliance

Registered Investment Advisor
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • I have a clean record
Criminal Disclosures in Last 5 years
  • I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • MSFS, CEPA®, RICP®, AEP®, CLU®, ChFC®
Securities Licenses
  • Series 65, Series 63
Insurance and Annuity Licenses
  • Long Term Care, Life, Health, Annuity, Accident, Disability

Firm Information

Advisor's Number of Clients
  • 300
Advisor's Number of Managed Clients
  • 86
Advisor's Number of Planning Clients
  • 122
Assets Managed by Advisor
  • $75,000,000

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • $1,000,000
Compensation Methods
  • Commissions, Flat Fee, Based on Assets, Hourly
Fee % Based on Assets
  • 36-125 bps
Hourly Rate
  • $595
Additional Details on Charges
  • Our client minimum is normally $1M in assets, but occasionally we accept clients with less than that figure - Our advisory fee is 1% for assets of $500,000 to $3M - Below $500,000 it is 1.25% - From $3M and below $5M, it is 0.88% - From $5M and below $10M, it is 0.68% - From $10M and below $20M, it is 0.52% - From $20M and above, it is 0.36%
Minimum Fee Charged for Managed Accounts
  • $N/A
Minimum Fee Charged for Hourly Planning Accounts
  • $N/A

Education

Bachelor of Arts - Business Administration
  • Washington State University
    9/1/1973 - 6/1/1977
Master of Science - Financial Services
  • The American College
    10/01/1988 - 10/01/1991

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures

https://www.paladinregistry.com/disclosure/1890515/paladinregistry-wealth-legacy-group,-inc.-detailed-disclosure

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  • Office Address
    12150 Monument Drive, Suite 700
    Fairfax, VA, 22033
  • Telephones
    Tel: 703-651-2060
    Fax: 703-259-4487
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