Roman Satroplus

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About Roman Satroplus

Financial success looks different for everyone, which is why I believe every financial plan should begin with understanding the person behind the numbers. My pursuit of a career in financial planning was shaped by seeing the impact of my grandparents' assets being mismanaged by a financial advisor for decades, reinforcing the importance of trusted guidance, thoughtful strategy, and putting clients' interests first.

As a CERTIFIED FINANCIAL PLANNER^™ professional, I help clients create personalized strategies that align with their goals, values, and stage of life. As part of a team of advisors with diverse areas of expertise, I have access to a broad range of planning resources to support clients through every stage of their financial journey.

Whether someone is a first-time investor or seeking more advanced retirement, wealth management, or legacy planning strategies, I take pride in my fiduciary responsibility to always put clients' best interests first. My goal is to provide thoughtful guidance and help clients build, protect, and manage their financial future with confidence.

See Disclosures

General Information

CRD#

7624138

Firm CRD#

8733

Insurance License#

4231377

Name of Broker/Dealer

LPL ENTERPRISE, LLC

States Licensed in

NV, CA, OR, VT

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

I began my career in financial services with Bank of America before transitioning to the investment side with Merrill, where I developed my expertise in wealth management and investment strategies. Today, I serve as an independent advisor with Prudential Advisors, focusing on personalized planning and high-quality client relationships. I plan to intentionally limit my practice to 100 clients so I can dedicate the time and attention needed to provide meaningful, ongoing guidance.

Work with the following types of clients

Individual Investors, Businesses

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®

Securities Licenses

Series 7, Series 66

Insurance and Annuity Licenses

Life, Variable Annuity, Long Term Care, Variable Life, Health, Disability, Annuity

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$100K+

Compensation Methods

Flat Fee, Commissions, Based on Assets

Education

Business Administration - Finance

University of Nevada Reno
08/2019 -05/2021

Disclosures

PaladinRegistry.com provides referrals to financial professionals of LPL Enterprise, LLC (LPLE). PaladinRegistry.com is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay PaladinRegistry.com cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

LPL ADV 2A

https://www.lpl.com/content/dam/edam/format/disclosure/a58-lple.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-detailed-disclosures-lple.pdf

Disclaimer

Securities and investment advisory services offered through LPL Enterprise (LPLE), a Registered Investment Advisor. Member FINRA & SIPC, and an affiliate of LPL Financial.

Prudential Advisors is a brand name for the proprietary retail sales channel of The Prudential Insurance Company of America (PICA) and its insurance company and other affiliates (collectively Prudential). Prudential Advisors financial professionals are licensed insurance agents of Prudential.

Pursuant to a strategic relationship among Prudential, LPLE, and LPL Financial, Prudential Advisors financial professionals provide securities brokerage services and/or investment advice on securities solely as registered persons of LPLE, an affiliate of LPL Financial. These financial professionals are permitted to brand under Prudential Advisors. LPLE and LPL Financial are not affiliated with Prudential or the Greater Florida Financial Group.

The LPL Enterprise registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

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Paladin Research Report For:

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