Douglas Lyons

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About Douglas Lyons

Mr. Lyons has more than 25 years assisting clients by carefully listening and then partnering with his clients and their other advisors to arrive at the best strategy and solution to meet each client's unique objectives.

His industry experience includes serving as the Executive Director of a national division of Private Wealth Consultants at UBS Financial Services. This group provided advice to clients on issues including asset allocation, investment strategy, estate and retirement planning. Mr. Lyons was also a member of Merrill Lynch's private wealth financial planning team where he provided sophisticated planning strategies for families, corporate executives and business owners.

Mr. Lyons has demonstrated his commitment to his profession by earning the financial industry's top two credentials: Chartered Financial Analyst (CFA) and Certified Financial Planner (CFP). He has also earned the Certified Divorce Financial Analyst (CDFA), making him uniquely qualified to work with those impacted by divorce.

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General Information

Firm Start Year

2011

No. of Employees

automated call

CRD#

1612316

Firm CRD#

146135

States Licensed in

Years of Experience in Financial Services

Number of Years with Current Firm

Work with the following types of clients

Individual Investors, Non-Profit Organizations, Businesses

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, 401K Rollovers

Compliance

Registered Investment Advisor

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®, CFA^®, CDFA^®

Securities Licenses

Registered Investment Advisor

Insurance and Annuity Licenses

Annuity, Health, Life, Variable Annuity, Long Term Care, Disability, Variable Life

Financial Organization Memberships

New York Society of Security Analysts, Financial Planning Association (FPA)

Non-Financial Organization Memberships

Estate & Financial Planning Council

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Based on Assets, Hourly, Flat Fee

Additional Details on Charges

Fee based as a % of assets under management and hourly rate for financial planning and consulting.

Education

Bachelor of Science - Accounting

University of NH
09/01/1981 -05/15/1985

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Paladin Research Report For:

Oceanic Capital Management LLC