DironTappin- Financial Advisor Phoenix, AZ

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About Diron Tappin

We are a group of financial professionals committed to partnering with you throughout your financial life. As a full-service independent firm, we provide honest, fiduciary financial advice to a dynamic group of successful individuals and their families.

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General Information

Firm Start Year

2017

No. of Employees

20-49

CRD#

4415868

Firm CRD#

2866037

Name of Broker/Dealer

United Planners

Name of Custodial Firm

TD Ameritrade

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Diron Tappin began his career on Wall Street with Morgan Stanley in 2001. Over the last 20 years Diron has had deep experience in the financial services business holding key roles in research, trading, hedge fund formation, Exchange Traded Funds (ETFs), advisor compliance & administration. This has given him an inside look at the industry working with countless advisors and asset managers over the years.

Work with the following types of clients

Individual Investors, Non-Profit Organizations, Businesses

Advisory Services Provided

Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Financial Advice & Consulting

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Firm Information

Firm's Number of Clients

1200

Firm's Number of Planning Clients

1000

Firm's Number of Managed Clients

1000

Assets Managed by Firm

$500,000,000

Advisor's Number of Clients

1200

Advisor's Number of Managed Clients

1100

Advisor's Number of Planning Clients

1000

Assets Managed by Advisor

$500,000,000

Compensation and Fees

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Based on Assets, Hourly, Flat Fee

Education

Bachelor -

University of Northern Colorado
08/20/1994 -05/12/1999

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

https://tcpasset.com/contact

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1890202/paladinregistry-TCP-Asset-Management-detailed-disclosure.html

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Paladin Research Report For:

Diron Tappin

TCP Asset Management