John Browning

CRD#

• 2175608

Firm CRD#

• 120529

Years of Experience in Financial Services

• 33

Number of Years with Current Firm

• 5

Work Experience

• John spent 18 years working with Morgan Stanley in various roles, ending as Executive Director overseeing a team responsible for approximately $150 billion in portfolio assets. From there, John spent time as a portfolio manager at Invesco, where he assisted in integrating the Unit Trust division of Morgan Stanley into Invesco. John spent a year as an Executive Director at Guggenheim before accepting a position to start a division for Incapital, which was eventually merged with Nuveen/TIAA CREFF, where he served as Senior Executive Director. From there, John spent a few years as Vice President of Smart Trust based in New Jersey before starting Guardian Rock Wealth as an independent fiduciary firm in 2018.

Work with the following types of clients

• Individual Investors, Non-Profit Organizations, Businesses

Advisory Services Provided

• Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Advice & Consulting, Financial Planning for Businesses