logo
logo
    Home  > Financial Advisor Directory > florida > palm harbor
    badge
    seller-logo

    Paladin Research Report For:

    Seema Ramroop

    Prudential

    CRPS®
    34921 US Hwy 19 N, Suite 370
    Palm Harbor, FL 34683
    813-957-8107
    Visit Website
    https://www.prudential.com/advisor/seema-ramroop

    About Seema Ramroop

    Seema Ramroop , CRPS ® is a seasoned Financial Planner with LPL Enterprise at Prudential Advisors, bringing close to two decades of experience in delivering personalized, holistic financial guidance in the USA. Having previously held key advisory roles at industry giants Morgan Stanley and Merrill Lynch, including making bank and lending a part of her practice.

    Seema has cultivated a rich understanding of wealth management strategies that spans every stage of life and business.

    Her areas of expertise include comprehensive financial planning, retirement strategies, investment management, and small business solutions, where she takes a client-centered approach to help individuals, families, and entrepreneurs align their goals with actionable strategies. She also draws on her previous experiences to be able to provide many different perspectives for financial planning to her clients with analysis on assets and liabilities.

    Her approach is built on education, relationships and a genuine passion for helping others work towards long-term financial well-being and confidence.

    Beyond the numbers, Seema is deeply committed to her local community, she is actively volunteering and supporting initiatives that foster financial literacy, empowerment of women, she is a champion on several fronts especially domestic violence, homelessness and hunger.

    Whether youre building a legacy, scaling a business, planning for a confident retirement or crafting a legacy, Seema provides thoughtful, strategic advice backed by experience and delivered with a big heart.

    See Disclosures

    General Information

    Firm Start Year
    • 1926
    No. of Employees
    • More
    CRD#
    • 5550532
    Firm CRD#
    • 8733
    Insurance License#
    • P171226
    Name of Broker/Dealer
    • LPL ENTERPRISE, LLC
    States Licensed in
    • FL,AL,AZ,CO,CT,DE,GA,ME,MA, MI, NV, NY, NC,PA,TN,TX,UT,VA,WV
    Years of Experience in Financial Services
    • 18
    Number of Years with Current Firm
    • 7
    Work Experience
    • Morgan Stanley Merrill Lynch Prudential Advisors
    Work with the following types of clients
    • Businesses, Individual Investors, Non-Profit Organizations
    Advisory Services Provided
    • Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Education Funding and Planning

    Compliance

    Investment Advisor Representative
    • Yes
    Acknowledged fiduciary
    • Yes
    Compliance Disclosures in Last 5 years
    • I have a clean record
    Criminal Disclosures in Last 5 years
    • I have a clean record

    Qualifications & Membership

    Certifications, Accreditations & Designations
    • CRPS®
    Securities Licenses
    • Series 7, Series 31, Series 66
    Insurance and Annuity Licenses
    • Annuity, Disability, Variable Annuity, Life, Health, Variable Life, Long Term Care

    Firm Information

    Total Assets Under Management by Advisor
    • $51,000,000

    Compensation and Fees

    Fee Structure
    • Fee-Based
    Minimum Portfolio Size for New Managed Accounts
    • $100K+
    Compensation Methods
    • Commissions, Flat Fee, Based on Assets, Hourly

    Education

    The Association of Chartered Certified Accountants (ACCA) - Accounting

    The Association of Chartered Certified Accountants (ACCA)
    1997 -2002

    The Association of Chartered Certified Accountants (ACCA) - Accounting

    The Association of Chartered Certified Accountants (ACCA)
    1997 -2000

    Disclosures

    Securities and investment advisory services offered through LPL Enterprise, a Registered Investment Advisor, Member FINRA/SIPC, and an affiliate of LPL Financial.

    Prudential Advisors is a brand name for the proprietary retail sales channel of The Prudential Insurance Company of America (PICA) and its insurance company and other affiliates (collectively Prudential). Prudential Advisors financial professionals are licensed insurance agents of Prudential.

    Pursuant to a strategic relationship among Prudential, LPL Enterprise, and LPL Financial, Prudential Advisors financial professionals provide securities brokerage services and/or investment advice on securities solely as registered persons of LPL Enterprise, an affiliate of LPL Financial. These financial professionals are permitted to brand under Prudential Advisors. LPL Enterprise and LPL Financial are not affiliated with Prudential.

    The LPL Enterprise registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.


    Additional Detailed Disclosures

    https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-detailed-disclosures-lple.pdf

    Paladin Advisors

    PaladinRegistry is a wholly-owned brand of the Respond.com Inc. ("Respond") family. Respond is registered with the U.S. Securities and Exchange Commission as an investment adviser, and operates through various subsidiaries and brands that provide financial education. PaladinRegistry matches and refers investors to qualified financial professionals that have elected to participate in our matching platform. PaladinRegistry, Respond, and Respond's other subsidiaries and brands do not manage investor assets or otherwise render investment or financial planning advice beyond the referral of investors to qualified financial professionals. By using this website, you agree to our terms and conditions.

    Connect with us

    • Office Address
      12150 Monument Drive, Suite 700
      Fairfax, VA, 22033
    • Telephones
      Tel: 703-651-2060
      Fax: 703-259-4487
    • Social Networks

    Learn More

    Copyright 2026 Paladin Registry. All rights reserved.