James M Luongo

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About James M Luongo

James is founder and CEO of Luongo Wealth Management. His years of investment experience have enabled him to guide his clients and simplify their financial lives by providing sound personalized strategies and advice. He utilizes his extensive experience to form comprehensive personalized wealth management strategies to help clients pursue their financial goals. His experience also tells him that there isn't a single blueprint that works for everyone. Ultimately, the success of a client's plan depends on how accurately it reflects their goals and objectives. By taking a comprehensive assessment of a client's current situation, he helps them prioritize their goals and develop a workable strategy with clear action steps and timetables. In his free time, James enjoys playing tennis and pickleball, and reading about health and nutrition. He resides in Palm City, FL with his wife, Gail, and they have two grown children.

See Disclosures

General Information

Firm Start Year

1989

No. of Employees

CRD#

2176077

Firm CRD#

6413

Insurance License#

A160350

Name of Broker/Dealer

LPL Financial

States Licensed in

AL,DE,FL,NC,NJ,NY,RI

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

James has been in the financial service industry since 1989. He holds a Chartered Financial Consultant (ChFC) and a Chartered Life Underwriter (CLU) designation from the American College. He received his Bachelor of Science in Business Administration from Monmouth University. He is a member of the Financial Services Institute whose mission is to ensure that all individuals have access to competent and affordable financial services.

Work with the following types of clients

Individual Investors

Advisory Services Provided

Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Financial Planning for Individuals, Money Management

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CLU^®, ChFC^®

Securities Licenses

Series 6, Series 7, Series 63, Series 66

Insurance and Annuity Licenses

Annuity, Health, Life, Variable Annuity, Long Term Care, Variable Life, Accident, Disability

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Based on Assets, Commissions, Flat Fee, Hourly

Fee % Based on Assets

.5%-1.5%

Hourly Rate

$300

Minimum Fee Charged for Managed Accounts

$3,750

Education

Bachelor of Science - Business Administration

Monmouth University
09/04/1984 -05/22/1988

Chartered Life Underwriter (CLU) -

The American College
11/1/1993 -5/1/1999

Chartered Financial Consultant (ChFC) -

The American College
10/1/2009 -6/1/2010

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

LPL ADV 2A

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf

Disclaimer

Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA & SIPC. For a list of states in which I am/we are registered to do business, please visit www.luongowealthmanagment.com

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Paladin Research Report For:

Luongo Wealth Management