StevenCox- Financial Advisor Overland Park, KS

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About Steven Cox

To help clients meet their financial goals through high quality, professional investment services. This can only be accomplished by working with the client to determine their risk profile and goals and then implementing an investment strategy within that framework.

Providence Financial Advisors is a Registered Investment Advisor and only receives fees from clients. This allows us complete freedom in implementing the investment portfolio for our clients.

Providence utilizes time tested investment disciplines to build portfolios and believes it is important to take a long term approach to investing.

See Disclosures

General Information

Firm Start Year

2003

No. of Employees

CRD#

2084626

Firm CRD#

124839

Name of Custodial Firm

Schwab

States Licensed in

KS, MO

Years of Experience in Financial Services

Number of Years with Current Firm

Work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations

Advisory Services Provided

Financial Planning for Individuals, Money Management, Investment Advice & Management, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management

Compliance

Registered Investment Advisor

Registered Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFA^®

Securities Licenses

Series 65

Financial Organization Memberships

CFA Institute

Non-Financial Organization Memberships

Kansas & Western Missouri Salvation Army Advisory Board

Firm Information

Firm's Number of Clients

Firm's Number of Managed Clients

Assets Managed by Firm

90000000+

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

78000000+

Compensation and Fees

Fee Structure

Fee-Only

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Based on Assets, Hourly, Flat Fee

Fee % Based on Assets

Hourly Rate

$150

Flat Fee Rate

Additional Details on Charges

Assets under management start at 1% and taper down based on overall asset level.

Minimum Fee Charged for Managed Accounts

Minimum Fee Charged for Hourly Planning Accounts

$500

Minimum Fee Charged for Flat Fee Accounts

Education

BA - Business Administration and Religious Studies

Southwest Baptist University
9/78 -5/82

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1816612/paladinregistry-Providence-Financial-Advisors,-LLC-detailed-disclosure.html

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Paladin Research Report For:

Steven Cox

Providence Financial Advisors, LLC