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Steven + Cox - Financial Advisor in Overland Park, KS

Paladin Research Report For:

Steven Cox

Providence Financial Advisors, LLC

CFA®
6900 College Blvd. Suite 440
Overland Park, KS 66211
913-323-0535
Visit Website
https://www.pfa-llc.com/

About Steven Cox

To help clients meet their financial goals through high quality, professional investment services. This can only be accomplished by working with the client to determine their risk profile and goals and then implementing an investment strategy within that framework.

Providence Financial Advisors is a Registered Investment Advisor and only receives fees from clients. This allows us complete freedom in implementing the investment portfolio for our clients.

Providence utilizes time tested investment disciplines to build portfolios and believes it is important to take a long term approach to investing.

See Disclosures

General Information

Firm Start Year
  • 2003
No. of Employees
  • 2-4
CRD#
  • 2084626
Firm CRD#
  • 124839
Name of Custodial Firm
  • Schwab
States Licensed in
  • KS, MO
Years of Experience in Financial Services
  • 35
Number of Years with Current Firm
  • 17
Work with the following types of clients
  • Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
  • Investment Advice & Management, Financial Planning, Financial Planning for Individuals, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management

Compliance

Registered Investment Advisor
  • Yes
Registered Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • Have a clean record
Criminal Disclosures in Last 5 years
  • Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • CFA®
Securities Licenses
  • Series 65
Financial Organization Memberships
  • CFA Institute
Non-Financial Organization Memberships
  • Kansas & Western Missouri Salvation Army Advisory Board

Firm Information

Firm's Number of Clients
  • 90
Firm's Number of Managed Clients
  • 90
Assets Managed by Firm
  • 90000000+
Advisor's Number of Clients
  • 95
Advisor's Number of Managed Clients
  • 95
Advisor's Number of Planning Clients
  • <10
Assets Managed by Advisor
  • 78000000+

Compensation and Fees

Fee Structure
  • Fee-Only
Minimum Portfolio Size for New Managed Accounts
  • $100,000
Compensation Methods
  • Flat Fee, Based on Assets, Hourly
Fee % Based on Assets
  • 1%
Hourly Rate
  • $150
Flat Fee Rate
  • N/A
Additional Details on Charges
  • Assets under management start at 1% and taper down based on overall asset level.
Minimum Fee Charged for Managed Accounts
  • N/A
Minimum Fee Charged for Hourly Planning Accounts
  • $500
Minimum Fee Charged for Flat Fee Accounts
  • N/A

Education

BA - Business Administration and Religious Studies
  • Southwest Baptist University
    9/78 - 5/82

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures

https://www.paladinregistry.com/disclosure/1816612/paladinregistry-providence-financial-advisors,-llc-detailed-disclosure

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Connect with us

  • Office Address
    12150 Monument Drive, Suite 700
    Fairfax, VA, 22033
  • Telephones
    Tel: 703-651-2060
    Fax: 703-259-4487
  • Social Networks

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