Steven Cox

Firm Start Year

• 2003

No. of Employees

• 2-4

Registered Investment Advisor

• Yes

Registered Representative

• Yes

Acknowledged fiduciary

• Yes

Compliance Disclosures in Last 5 years

• Have a clean record

Criminal Disclosures in Last 5 years

• Have a clean record

Certifications, Accreditations & Designations

• CFA^®

Securities Licenses

• Series 65

Financial Organization Memberships

• CFA Institute

Non-Financial Organization Memberships

• Kansas & Western Missouri Salvation Army Advisory Board

Firm's Number of Clients

• 90

Firm's Number of Managed Clients

• 90

Assets Managed by Firm

• 90000000+

Advisor's Number of Clients

• 95

Advisor's Number of Managed Clients

• 95

Advisor's Number of Planning Clients

• <10

Assets Managed by Advisor

• 78000000+

Fee Structure

• Fee-Only

Minimum Portfolio Size for New Managed Accounts

• $100,000

Compensation Methods

• Based on Assets, Hourly, Flat Fee

Fee % Based on Assets

• 1%

Hourly Rate

• $150

Flat Fee Rate

• N/A

Additional Details on Charges

• Assets under management start at 1% and taper down based on overall asset level.

Minimum Fee Charged for Managed Accounts

• N/A

Minimum Fee Charged for Hourly Planning Accounts

• $500

Minimum Fee Charged for Flat Fee Accounts

• N/A