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Paladin Research Report For:

Steven Cox

Providence Financial Advisors, LLC

CFA®
6900 College Blvd. Suite 440
Overland Park, KS 66211
913-323-0535

About Steven Cox

See Disclosures

General Information

Firm Start Year
  • 2003
No. of Employees
  • 2-4
CRD#
  • 2084626
Firm CRD#
  • 124839
Name of Custodial Firm
  • Schwab
States Licensed in
  • KS, MO
Years of Experience in Financial Services
  • 35
Number of Years with Current Firm
  • 17
Work with the following types of clients
  • Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
  • Financial Planning for Individuals, Money Management, Investment Advice & Management, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management

Compliance

Registered Investment Advisor
  • Yes
Registered Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • Have a clean record
Criminal Disclosures in Last 5 years
  • Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • CFA®
Securities Licenses
  • Series 65
Financial Organization Memberships
  • CFA Institute
Non-Financial Organization Memberships
  • Kansas & Western Missouri Salvation Army Advisory Board

Firm Information

Firm's Number of Clients
  • 90
Firm's Number of Managed Clients
  • 90
Assets Managed by Firm
  • 90000000+
Advisor's Number of Clients
  • 95
Advisor's Number of Managed Clients
  • 95
Advisor's Number of Planning Clients
  • <10
Assets Managed by Advisor
  • 78000000+

Compensation and Fees

Fee Structure
  • Fee-Only
Minimum Portfolio Size for New Managed Accounts
  • $100,000
Compensation Methods
  • Based on Assets, Hourly, Flat Fee
Fee % Based on Assets
  • 1%
Hourly Rate
  • $150
Flat Fee Rate
  • N/A
Additional Details on Charges
  • Assets under management start at 1% and taper down based on overall asset level.
Minimum Fee Charged for Managed Accounts
  • N/A
Minimum Fee Charged for Hourly Planning Accounts
  • $500
Minimum Fee Charged for Flat Fee Accounts
  • N/A

Education

BA - Business Administration and Religious Studies

Southwest Baptist University
9/78 -5/82

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1816612/paladinregistry-Providence-Financial-Advisors,-LLC-detailed-disclosure.html