Michael Thompson

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About Michael Thompson

Mike Thompson is a financial advisor with 21 years of experience. He specializes in helping individuals, families, and small businesses plan for the great financial goals in life. This includes:
Retirement
College Savings
Tax Savings
Insurance Needs
He institutes a comprehensive and personalized approach to helping clients pursue these goals.

See Disclosures

General Information

Firm Start Year

1989

No. of Employees

CRD#

4415510

Firm CRD#

6413

Insurance License#

6078663

States Licensed in

AZ, CA, CT, DE, FL, MA, ME, MN, NC, NJ, NY, OH, PA, SC, TX

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

LPL Financial: June 2019-present Foresters Financial: July 2001-June 2019

Work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Financial Advice & Consulting

Compliance

Registered Representative

Investment Advisor Representative

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 6, Series 63, Series 65

Insurance and Annuity Licenses

Variable Life, Long Term Care, Variable Annuity, Life, Annuity

Firm Information

Advisor's Number of Clients

Assets Managed by Advisor

$45000000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

25000

Compensation Methods

Based on Assets

Additional Details on Charges

Fees are based on total household asset size. I also have the ability to work with retail mutual fund accounts with the various share classes offered.

Education

BA - Finance

SCSU
09/1995 -05/2001

Disclosures

PaladinRegistry.com provides referrals to financial professionals of LPL Financial, LLC (LPL). PaladinRegistry.com is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay PaladinRegistry.com cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

LPL ADV 2A

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/wiseradvisor/wiseradvisor-lpl-detailed-disclosures.pdf

Disclaimer

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Paladin Research Report For:

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