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Josh + Darwin - Financial Advisor in Needham, MA

Paladin Research Report For:

Josh Darwin

Regal Financial

669 South St
Needham, MA 02492
617-281-2721

General Information

Firm Start Year
CRD#
  • 2153443
Firm CRD#
  • 125004
States Licensed in
  • All 50 States
Years of Experience in Financial Services
  • 30
Number of Years with Current Firm
  • 2
Work Experience
  • Smith Barney, Financial Consultant. Bank of America / Merrill Lynch - Managing Director, Bosotn MA 2001 - 2018
Work with the following types of clients
  • Investment Clubs, Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
  • 401K Rollovers, Investment Advice & Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Wealth Management, Financial Planning, Portfolio Management, Retirement Planning, Financial Advice & Consulting

Compliance

Registered Investment Advisor
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • Have a clean record
Criminal Disclosures in Last 5 years
  • Have a clean record

Qualifications & Membership

Securities Licenses
  • Series 65, Series 63

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • $100,000.00

Education

Bachelor of Arts -
  • Tufts University
    09/10/1987 - 05/10/1991

BASIC INFORMATION NEEDED FOR THE INQUIRY