JoshDarwin- Financial Advisor Needham, MA

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About Josh Darwin

Regal Investment Advisors focuses on the client relationship to understand your risk tolerance, time horizons, and objectives. We want to know your goals and dreams, and apply our expertise to help you achieve your desired outcome. Our goal is to help you become a better investor and create a financial plan that is right for you.

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General Information

CRD#

2153443

Firm CRD#

125004

States Licensed in

All 50 States

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Smith Barney, Financial Consultant. Bank of America / Merrill Lynch - Managing Director, Bosotn MA 2001 - 2018

Work with the following types of clients

Investment Clubs, Businesses, Individual Investors, Non-Profit Organizations

Advisory Services Provided

Investment Advice & Management, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Advice & Consulting

Compliance

Registered Investment Advisor

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Securities Licenses

Series 63, Series 65

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$100,000.00

Education

Bachelor of Arts -

Tufts University
09/10/1987 -05/10/1991

Disclosures

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Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1890169/paladinregistry-Regal-Financial-detailed-disclosure.html

Paladin Advisors

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Paladin Research Report For:

Josh Darwin

Regal Financial