JoeSchwarz- Financial Advisor Minneapolis, MN

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About Joe Schwarz

Fee-Only, independent Registered Investment Advisory firm [RIA] providing comprehensive Wealth Management services that include portfolio management and financial advice.

See Disclosures

General Information

Firm Start Year

2008

No. of Employees

10-19

CRD#

2633754

Firm CRD#

147384

Insurance License#

not licensed for insurance

Name of Custodial Firm

Fidelity Investments

States Licensed in

MN,FL,WI,TX,IL

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

27 years

Work with the following types of clients

Pre-Retired and Retirees

Compliance

Registered Investment Advisor

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFA^®

Securities Licenses

Series 63

Financial Organization Memberships

CFA Society of Minnesota

Firm Information

Firm's Number of Clients

Assets Managed by Firm

$450,000

Advisor's Number of Clients

Assets Managed by Advisor

$99,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$1,000,000

Compensation Methods

Based on Assets, Flat Fee

Additional Details on Charges

As an RIA, commissions are not received

Education

BS of Economics -

Unniversity of Minnesota

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1881510/paladinregistry-Schwarz-Dygos-Wheeler-Investment-Advisors-LLC-detailed-disclosure.html

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Paladin Research Report For:

Joe Schwarz

Schwarz Dygos Wheeler Investment Advisors LLC