Carlos Enrique Rodriguez

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About Carlos Enrique Rodriguez

Carlos Enrique Rodriguez is the owner of Frontline Wealth Management, an independent, fee-based firm based in Miami, FL, dedicated to the financial needs of frontline workers and first responders. Honorably retired from the Miami-Dade Police Department after 25 years of service, Carlos brings more than 15 years of financial services experience to his clients. He specializes in helping clients secure their retirement through education, investment management, wealth planning, and preserving family wealth. While based in Miami, he assists clients throughout the United States. Carlos is frequently called upon as a resource and speaker for law enforcement agencies and other organizations that serve our community.

See Disclosures

General Information

Firm Start Year

2015

No. of Employees

automated call

CRD#

5909186

Firm CRD#

125112

Insurance License#

FL 215

Name of Broker/Dealer

IFP Securities, LLC

Name of Custodial Firm

Pershing LLC, Schwab, Fidelity

States Licensed in

FL, GA, NC, TN, TX, ID, WY, MT, CA & Puerto Rico

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Independent Financial Partners (IFP) - Investment Adviser Representative, Miami, FL (2016 - Present) IFP Securities, LLC - Registered Representative (2019 - Present) LPL Financial LLC - Registered Representative, Tampa, FL (2016 - 2019) MML Investors Services, LLC - Registered Representative, Coral Gables, FL (2011 - 2016) Miami-Dade Police Department - 25 years of service (honorably retired)

Work with the following types of clients

Businesses, Individual Investors

Foreign Languages Serviced

Fluent in Spanish

Advisory Services Provided

Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Money Management

Compliance

Registered Representative

Investment Advisor Representative

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 7, Series 6, Series 66

Insurance and Annuity Licenses

Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability

Firm Information

Assets Managed by Firm

$25,000,000

Total Assets Under Management by Advisor

$100,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Based on Assets

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1894743/paladinregistry-Frontline-Wealth-Management-detailed-disclosure.html

Disclaimer

Securities offered through IFP Securities, LLC, dba Independent Financial Partners (IFP), member FINRA/SIPC. Investment advice offered through IFP Advisors, LLC, dba Independent Financial Partners (IFP), a Registered Investment Adviser. IFP and Frontline Wealth Management are not affiliated.

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Paladin Research Report For:

Frontline Wealth Management