David Conley

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About David Conley

My name is David Conley but my friends call me Dave. I am a Certified Financial Planner^® who started in this industry in 1994. That was pre-internet for those under age 40, that is important to you because it means I have real world experience helping folks navigate stormy economic times.

My wife of 30 years (Rita) and I moved to the Upstate in 1998. We have 4 children (3 adopted) ranging in age from 12 - 40 plus a Cocker Spaniel name Izzy. We have a home + 3.5 acres southeast of the Five Forks area that keeps me busy most weekends (mow, trim, etc.).

See Disclosures

General Information

Firm Start Year

1994

No. of Employees

CRD#

2545821

Firm CRD#

6413

Insurance License#

218093

Name of Broker/Dealer

LPL FINANCIAL LLC

States Licensed in

SC, NC, FL, VA, OH, PA

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

25+ years as a financial advisor, Certified Financial Planner® Dave Ramsey endorsed Smartvestor® since 2007

Work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®

Securities Licenses

Series 7, Series 63, Series 65

Insurance and Annuity Licenses

Annuity, Life, Variable Annuity, Long Term Care, Variable Life

Firm Information

Firm's Number of Clients

Firm's Number of Planning Clients

Firm's Number of Managed Clients

Assets Managed by Firm

56,750,000

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

56,750,000

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Based on Assets, Hourly, Flat Fee

Fee % Based on Assets

.75 to 1.5

Hourly Rate

$250

Additional Details on Charges

Clients have different needs so our compensation varies based on client circumstances.

If we mange your assets our fee is based on the $ value of the assets we manage (0.75% to 1.50%). If you want us to work with you in developing and implementing a comprehensive financial plan that fee starts at $2,500. If we are consulting with you on a one time fee only basis then our fee is $250 an hour (1 hour minimum). If you want to work with us to begin wealth building on an ongoing basis we offer subscription plans starting at $55 month.

You get the point, we are not a one size fits all company but offer flexibility in serving our clients.

Minimum Fee Charged for Managed Accounts

$600 yr

Minimum Fee Charged for Hourly Planning Accounts

$250

Education

Bachelors - Accounting / Business

Liberty
08/01/1982 -12/12/2014

Disclosures

PaladinRegistry.com provides referrals to financial professionals of LPL Financial, LLC (LPL). PaladinRegistry.com is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay PaladinRegistry.com cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

LPL ADV 2A

https://www.lpl.com/content/dam/edam/format/disclosure/a58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf

Disclaimer

Securities offered through LPL Financial Member, FINRA/SIPC

Paladin Advisors

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Paladin Research Report For:

Masters Financial Group